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1 February 1998

    Source: http://www.access.gpo.gov/nara/cfr/index.html

    ------------------------------------------------------------

    [Code of Federal Regulations]
    [Title 22, Volume 1, Parts 1 to 299]
    [Revised as of April 1, 1997]
    From the U.S. Government Printing Office via GPO Access
    [CITE: 22CFR121]

    [Page 332-351]

                           TITLE 22--FOREIGN RELATIONS

                         CHAPTER I--DEPARTMENT OF STATE

    PART 121--THE UNITED STATES MUNITIONS LIST

                             Enumeration of Articles

    Sec.
    121.1  General. The United States Munitions List.
    121.2  Interpretations of the U.S. Munitions List and the Missile
              Technology Control Regime Annex.
    121.3  Aircraft and related articles.
    121.4  Amphibious vehicles.
    121.5  Apparatus and devices under Category IV(c).
    121.6  Cartridge and shell casings.
    121.7  Chemical agents.
    121.8  End-items, components, accessories, attachments, parts, firmware,
              software and systems.
    121.9  Firearms.
    121.10  Forgings, castings and machined bodies.
    121.11  Military demolition blocks and blasting caps.
    121.12  Military explosives and propellants.
    121.13  Military fuel thickeners.
    121.14  [Reserved]
    121.15  Vessels of war and special naval equipment.
    121.16  Missile Technology Control Regime Annex.

        Authority: Secs. 2, 38, and 71, Pub. L. 90-629 Arms Export Control
    Act, 90 Stat. 744 (22 U.S.C. 2752, 2778, 2797); E.O. 11958, 42 FR 4311;
    22 U.S.C. 2658.

        Source: 58 FR 39287, July 22, 1993, unless otherwise noted.

                             Enumeration of Articles

    Sec. 121.1  General. The United States Munitions List.

        (a) The following articles, services and related technical data are
    designated as defense articles and defense services pursuant to sections
    38 and 47(7) of the Arms Export Control Act (22 U.S.C. 2778 and
    2794(7)). Changes in designations will be published in the Federal
    Register. Information and clarifications on whether specific items are
    defense articles and services under this subchapter may appear
    periodically in the Defense Trade News published by the Center for
    Defense Trade.
        (b) Significant military equipment: An asterisk precedes certain
    defense articles in the following list. The asterisk means that the
    article is deemed to be ``significant military equipment'' to the extent
    specified in Sec. 120.19. The asterisk is placed as a convenience to
    help identify such articles.
        (c) Missile Technology Control Regime Annex (MTCR). Certain defense
    articles and services are identified in Sec. 121.16 as being on the list
    of MTCR Annex items on the United States Munitions List. These are
    articles as specified in Sec. 120.29 of this subchapter and appear on
    the list at Sec. 121.16.

                              Category I--Firearms

        *(a) Nonautomatic, semi-automatic and fully automatic firearms to
    caliber .50 inclusive, and all components and parts for such firearms.
    (See Sec. 121.9 and Secs. 123.16-123.19 of this subchapter.)
        (b) Riflescopes manufactured to military specifications, and
    specifically designed or modified components therefor; firearm silencers
    and suppressors, including flash suppressors.
        *(c) Insurgency-counterinsurgency type firearms or other weapons
    having a special military application (e.g. close assault weapons
    systems) regardless of caliber and all components and parts therefor.
        (d) Technical data (as defined in Sec. 120.21 of this subchapter)
    and defense services (as defined in Sec. 120.8 of this subchapter)
    directly related to the defense articles enumerated in paragraphs (a)
    through (c) of this category. (See Sec. 125.4 of this subchapter for
    exemptions.) Technical data directly related to the manufacture or
    production of any defense articles enumerated elsewhere in this category
    that are designated as Significant Military Equipment (SME) shall itself
    be designated SME.

    [[Page 333]]

                        Category II--Artillery Projectors

        *(a) Guns over caliber .50, howitzers, mortars, and recoilless
    rifles.
        *(b) Military flamethrowers and projectors.
        (c) Components, parts, accessories and attachments for the articles
    in paragraphs (a) and (b) of this category, including but not limited to
    mounts and carriages for these articles.
        (d) Technical data (as defined in 120.21 of this subchapter) and
    defense services (as defined in Sec. 120.8 of this subchapter) directly
    related to the defense articles enumerated in paragraphs (a) through (c)
    of this category. (See Sec. 125.4 of this subchapter for exemptions.)
    Technical data directly related to the manufacture or production of any
    defense articles enumerated elsewhere in this category that are
    designated as Significant Military Equipment (SME) shall itself be
    designated SME.

                            Category III--Ammunition

        *(a) Ammunition for the arms in Categories I and II of this section.
    (See Sec. 121.6.)
        (b) Components, parts, accessories, and attachments for articles in
    paragraph (a) of this category, including but not limited to cartridge
    cases, powder bags, bullets, jackets, cores, shells (excluding shotgun
    shells), projectiles, boosters, fuzes and components therefor, primers,
    and other detonating devices for such ammunition. (See Sec. 121.6.)
        (c) Ammunition belting and linking machines.
        *(d) Ammunition manufacturing machines and ammunition loading
    machines (except handloading ones).
        (e) Technical data (as defined in Sec. 120.21 of this subchapter)
    and defense services (as defined in Sec. 120.8 of this subchapter)
    directly related to the defense articles enumerated in paragraphs (a)
    through (d) of this category. (See Sec. 125.4 of this subchapter for
    exemptions.) Technical data directly related to the manufacture or
    production of any defense articles enumerated elsewhere in this category
    that are designated as Significant Military Equipment (SME) shall itself
    be designated SME.

       Category IV--Launch Vehicles, Guided Missiles, Ballistic Missiles,
                       Rockets, Torpedoes, Bombs and Mines

        *(a) Rockets (including but not limited to meteorological and other
    sounding rockets), bombs, grenades, torpedoes, depth charges, land and
    naval mines, as well as launchers for such defense articles, and
    demolition blocks and blasting caps. (See Sec. 121.11.)
        *(b) Launch vehicles and missile and anti-missile systems including
    but not limited to guided, tactical and strategic missiles, launchers,
    and systems.
        (c) Apparatus, devices, and materials for the handling, control,
    activation, monitoring, detection, protection, discharge, or detonation
    of the articles in paragraphs (a) and (b) of this category. (See
    Sec. 121.5.)
        *(d) Missile and space launch vehicle powerplants.
        *(e) Military explosive excavating devices.
        *(f) Ablative materials fabricated or semi-fabricated from advanced
    composites (e.g., silica, graphite, carbon, carbon/carbon, and boron
    filaments) for the articles in this category that are derived directly
    from or specifically developed or modified for defense articles.
        *(g) Non/nuclear warheads for rockets and guided missiles.
        (h) All specifically designed or modified components, parts,
    accessories, attachments, and associated equipment for the articles in
    this category.
        (i) Technical data (as defined in Sec. 120.21 of this subchapter)
    and defense services (as defined in Sec. 120.8 of this subchapter)
    directly related to the defense articles enumerated in paragraphs (a)
    through (h) of this category. (See Sec. 125.4 of this subchapter for
    exemptions.) Technical data directly related to the manufacture or
    production of any defense articles enumerated elsewhere in this category
    that are designated as Significant Military Equipment (SME) shall itself
    be designated SME.

       Category V--Explosives, Propellants, Incendiary Agents, and Their
                                  Constituents

        *(a) Military explosives. (See Sec. 121.12.)
        *(b) Military fuel thickeners. (See Sec. 121.13.)
        (c) Propellants for the articles in Categories III and IV of this
    section. (See Sec. 121.14.)
        (d) Military pyrotechnics, except pyrotechnic materials having dual
    military and commercial use.
        (e) All compounds specifically formulated for the articles in this
    category.
        (f) Technical data (as defined in Sec. 120.21 of this subchapter)
    and defense services (as defined in Sec. 120.8 of this subchapter)
    directly related to the defense articles enumerated in paragraphs (a)
    through (e) of this category. (See Sec. 125.4 of this subchapter for
    exemptions.) Technical data directly related to the manufacture or
    production of any defense articles enumerated elsewhere in this category
    that are designated as Significant Military Equipment (SME) shall itself
    be designated SME.

            Category VI--Vessels of War and Special Naval Equipment.

        *(a) Warships, amphibious warfare vessels, landing craft, mine
    warfare vessels, patrol vessels and any vessels specifically designed or
    modified for military purposes. (See Sec. 121.15.)

    [[Page 334]]

        (b) Patrol craft without armor, armament or mounting surfaces for
    weapon systems more significant than .50 caliber machine guns or
    equivalent and auxiliary vessels. (See Sec. 121.15.)
        *(c) Turrets and gun mounts, arresting gear, special weapons
    systems, protective systems, submarine storage batteries, catapults,
    mine sweeping equipment (including mine countermeasures equipment
    deployed by aircraft) and other significant naval systems specifically
    designed or modified for combatant vessels.
        (d) Harbor entrance detection devices (magnetic, pressure, and
    acoustic) and controls therefor.
        *(e) Naval nuclear propulsion plants, their land prototypes, and
    special facilities for their construction, support, and maintenance.
    This includes any machinery, device, component, or equipment
    specifically developed, designed or modified for use in such plants or
    facilities. (See Sec. 123.20)
        (f) All specifically designed or modified components, parts,
    accessories, attachments, and associated equipment for the articles in
    paragraphs (a) through (e) of this category.
        (g) Technical data (as defined in Sec. 120.10) and defense services
    (as defined in Sec. 120.9) directly related to the defense articles
    enumerated in paragraphs (a) through (f) of this category. (See
    Sec. 125.4 for exemptions.) Technical data directly related to the
    manufacture or production of any defense articles enumerated elsewhere
    in this category that are designated as Significant Military Equipment
    (SME) shall itself be designated SME.

                    Category VII--Tanks and Military Vehicles

        *(a) Military type armed or armored vehicles, military railway
    trains, and vehicles specifically designed or modified to accommodate
    mountings for arms or other specialized military equipment or fitted
    with such items.
        *(b) Military tanks, combat engineer vehicles, bridge launching
    vehicles, half-tracks and gun carriers.
        *(c) Self-propelled guns and howitzers.
        (d) Military trucks, trailers, hoists, and skids specifically
    designed, modified, or equipped to mount or carry weapons of Categories
    I, II and IV or for carrying and handling the articles in paragraph (a)
    of Categories III and IV.
        *(e) Military recovery vehicles.
        *(f) Amphibious vehicles. (See Sec. 121.4)
        *(g) Engines specifically designed or modified for the vehicles in
    paragraphs (a), (b), (c), and (f) of this category.
        (h) All specifically designed or modified components and parts,
    accessories, attachments, and associated equipment for the articles in
    this category, including but not limited to military bridging and deep
    water fording kits.
        (i) Technical data (as defined in Sec. 120.21 of this subchapter)
    and defense services (as defined in Sec. 120.8 of this subchapter)
    directly related to the defense articles enumerated in paragraphs (a)
    through (h) of this category. (See Sec. 125.4 of this subchapter for
    exemptions.) Technical data directly related to the manufacture or
    production of any defense articles enumerated elsewhere in this category
    that are designated as Significant Military Equipment (SME) shall itself
    be designated SME.

                Category VIII--Aircraft and Associated Equipment

        *(a) Aircraft, including but not limited to helicopters, non-
    expansive balloons, drones, and lighter-than-air aircraft, which are
    specifically designed, modified, or equipped for military purposes. This
    includes but is not limited to the following military purposes: Gunnery,
    bombing, rocket or missile launching, electronic and other surveillance,
    reconnaissance, refueling, aerial mapping, military liaison, cargo
    carrying or dropping, personnel dropping, airborne warning and control,
    and military training. (See Sec. 121.3.)
        *(b) Military aircraft engines, except reciprocating engines,
    specifically designed or modified for the aircraft in paragraph (a) of
    this category.
        *(c) Cartridge-actuated devices utilized in emergency escape of
    personnel and airborne equipment (including but not limited to airborne
    refueling equipment) specifically designed or modified for use with the
    aircraft and engines of the types in paragraphs (a) and (b) of this
    category.
        (d) Launching and recovery equipment for the articles in paragraph
    (a) of this category, if the equipment is specifically designed or
    modified for military use. Fixed land-based arresting gear is not
    included in this category.
        *(e) Inertial navigation systems, aided or hybrid inertial
    navigation systems, Inertial Measurement Units (IMUs), and Attitude and
    Heading Reference Systems (AHRS) specifically designed, modified, or
    configured for military use and all specifically designed components,
    parts and accessories. For other inertial reference systems and related
    components refer to Category XII(d).
        (f) Developmental aircraft, engines, and components thereof
    specifically designed, modified, or equipped for military uses or
    purposes, or developed principally with U.S. Department of Defense
    funding, excluding such aircraft, engines, and components subject to the
    jurisdiction of the Department of Commerce.

        Note: Developmental aircraft, engines, and components thereof,
    having no commercial application at the time of this amendment

    [[Page 335]]

    and which have been specifically designed for military uses or purposes,
    or developed principally with U.S. Department of Defense funding, will
    be considered eligible for a CCL license when actually applied to a
    commercial aircraft or commercial aircraft engine program. Exporters may
    seek to establish commercial application either on a case-by-case basis
    through submission of documentation demonstrating application to a
    commercial program in requesting an export license application from
    Commerce in respect of a specific export or, in the case of use for
    broad categories of aircraft, engines, or components, a commodity
    jurisdiction from State.

        *(g) Ground effect machines (GEMS) specifically designed or modified
    for military use, including but not limited to surface effect machines
    and other air cushion vehicles, and all components, parts, and
    accessories, attachments, and associated equipment specifically designed
    or modified for use with such machines.
        (h) Components, parts, accessories, attachments, and associated
    equipment (including ground support equipment) specifically designed or
    modified for the articles in paragraphs (a) through (e) of this
    category, excluding aircraft tires and propellers used with
    reciprocating engines.
        (i) Technical data (as defined in Sec. 120.10) and defense services
    (as defined in Sec. 120.9) directly related to the defense articles
    enumerated in paragraphs (a) through (h) of this category (see
    Sec. 125.4 for exemptions), except for hot section technical data
    associated with commercial aircraft engines. Technical data directly
    related to the manufacture or production of any defense articles
    enumerated elsewhere in this category that are designated as Significant
    Military Equipment (SME) shall itself be designated SME.

                    Category IX--Military Training Equipment

        (a) Military training equipment including but not limited to attack
    trainers, radar target trainers, radar target generators, gunnery
    training devices, antisubmarine warfare trainers, target equipment,
    armament training units, operational flight trainers, air combat
    training systems, radar trainers, navigation trainers, and simulation
    devices related to defense articles.
        (b) Components, parts, accessories, attachments, and associated
    equipment specifically designed or modified for the articles in
    paragraph (a) of this category.
        (c) Technical Data (as defined in Sec. 120.21 of this subchapter)
    and defense services (as defined in Sec. 120.8 of this subchapter)
    directly related to the defense articles enumerated in paragraphs (a)
    and (b) of this category. (See Sec. 125.4 for exemptions.).

                   Category X--Protective Personnel Equipment

        (a) Body armor specifically designed, modified or equipped for
    military use; articles, including but not limited to clothing, designed,
    modified or equipped to protect against or reduce detection by radar,
    infrared (IR) or other sensors; military helmets equipped with
    communications hardware, optical sights, slewing devices or mechanisms
    to protect against thermal flash or lasers, excluding standard military
    helmets.
        (b) Partial pressure suits and liquid oxygen converters used in
    aircraft in Category VIII(a).
        (c) Protective apparel and equipment specifically designed or
    modified for use with the articles in paragraphs (a) through (d) in
    Category XIV.
        (d) Components, parts, accessories, attachments, and associated
    equipment specifically designed or modified for use with the articles in
    paragraphs (a), (b), and (c) of this category.
        (e) Technical Data (as defined in Sec. 120.21 of this subchapter)
    and defense services (as defined in Sec. 120.8 of this subchapter)
    directly related to the defense articles enumerated in paragraphs (a)
    through (d) of this category. (See Sec. 125.4 of this subchapter for
    exemptions.)

                        Category XI--Military Electronics

        (a) Electronic equipment not included in Category XII of the U.S.
    Munitions List which is specifically designed, modified or configured
    for military application. This equipment includes but is not limited to:
        *(1) Underwater sound equipment to include active and passive
    detection, identification, tracking, and weapons control equipment.
        *(2) Underwater acoustic active and passive countermeasures and
    counter-countermeasures.
        (3) Radar systems, with capabilities such as:
        *(i) Search,
        *(ii) Acquisition,
        *(iii) Tracking,
        *(iv) Moving target indication,
        *(v) Imaging radar systems,
        (vi) Any ground air traffic control radar which is specifically
    designed or modified for military application.
        *(4) Electronic combat equipment, such as:
        (i) Active and passive countermeasures,
        (ii) Active and passive counter-countermeasures, and
        (iii) Radios (including transceivers) specifically designed or
    modified to interfere with

    [[Page 336]]

    other communication devices or transmissions.
        *(5) Command, control and communications systems to include radios
    (transceivers), navigation, and identification equipment.
        (6) Computers specifically designed or developed for military
    application and any computer specifically modified for use with any
    defense article in any category of the U.S. Munitions List.
        (7) Any experimental or developmental electronic equipment
    specifically designed or modified for military application or
    specifically designed or modified for use with a military system.
        *(b) Electronic systems or equipment specifically designed,
    modified, or configured for intelligence, security, or military purposes
    for use in search, reconnaissance, collection, monitoring, direction-
    finding, display, analysis and production of information from the
    electromagnetic spectrum and electronic systems or equipment designed or
    modified to counteract electronic surveillance or monitoring. A system
    meeting this definition is controlled under this subchapter even in
    instances where any individual pieces of equipment constituting the
    system may be subject to the controls of another U.S. Government agency.
    Such systems or equipment described above include, but are not limited
    to, those:
        (1) Designed or modified to use cryptographic techniques to generate
    the spreading code for spread spectrum or hopping code for frequency
    agility. This does not include fixed code techniques for spread
    spectrum.
        (2) Designed or modified using burst techniques (e.g., time
    compression techniques) for intelligence, security or military purposes.
        (3) Designed or modified for the purpose of information security to
    suppress the compromising emanations of information-bearing signals.
    This covers TEMPEST suppression technology and equipment meeting or
    designed to meet government TEMPEST standards. This definition is not
    intended to include equipment designed to meet Federal Communications
    Commission (FCC) commercial electro-magnetic interference standards or
    equipment designed for health and safety.
        (c) Components, parts, accessories, attachments, and associated
    equipment specifically designed or modified for use with the equipment
    in paragraphs (a) and (b) of this category, except for such items as are
    in normal commercial use.
        (d) Technical data (as defined in Sec. 120.21) and defense services
    (as defined in Sec. 120.8) directly related to the defense articles
    enumerated in paragraphs (a) through (c) of this category. (See
    Sec. 125.4 for exemptions.) Technical data directly related to the
    manufacture or production of any defense articles enumerated elsewhere
    in this category that are designated as Significant Military Equipment
    (SME) shall itself be designated as SME.

       Category XII--Fire Control, Range Finder, Optical and Guidance and
                                Control Equipment

        *(a) Fire control systems; gun and missile tracking and guidance
    systems; gun range, position, height finders, spotting instruments and
    laying equipment; aiming devices (electronic, optic, and acoustic); bomb
    sights, bombing computers, military television sighting and viewing
    units, and periscopes for the articles of this section.
        *(b) Lasers specifically designed, modified or configured for
    military application including those used in military communication
    devices, target designators and range finders, target detection systems,
    and directed energy weapons.
        *(c) Infrared focal plane array detectors specifically designed,
    modified or configured for military use; image intensification and other
    night sighting equipment or systems specifically designed, modified, or
    configured for military use; second generation and above military image
    intensification tubes (defined below) specifically designed, developed,
    modified or configured for military use, and infrared, visible and
    ultraviolet devices specifically designed, developed, modified, or
    configured for military application. Military second and third
    generation image intensification tubes and military infrared focal plane
    arrays identified in this subparagraph are licensed by the Department of
    Commerce (ECCN 6A02A and 6A03A) when a part of a commercial system (i.e.
    those systems originally designed for commercial use). This does not
    include any military system comprised of non-military specification
    components. Replacement tubes or focal plane arrays identified in this
    paragraph being exported for commercial systems are subject to the
    controls of the ITAR.

        Note: Special Definition. For purposes of this subparagraph, second
    and third generation image intensification tubes are defined as having:

        A peak response within the 0.4 to 1.05 micron wavelength range and
    incorporating a microchannel plate for electron image amplification
    having a hold pitch (center-to-center spacing) of less than 25 microns
    and having either:
        (a) An S-20, S-25 or multialkali photocathode; or
        (b) A GaAs, GaInAs, or other compound semiconductor photocathode.

        *(d) Inertial platforms and sensors for weapons or weapon systems;
    guidance, control and stabilization systems except for those systems
    covered in Category VIII;

    [[Page 337]]

    astro-compasses and star trackers and military accelerometers and gyros.
    For aircraft inertial reference systems and related components refer to
    Category VIII.
        (e) Components, parts, accessories, attachments and associated
    equipment specifically designed or modified for the articles in
    paragraphs (a) through (d) of this category, except for such items as
    are in normal commercial use.
        (f) Technical data (as defined in Sec. 120.21) and defense services
    (as defined in Sec. 120.8) directly related to the defense articles
    enumerated in paragraphs (a) through (e) of this category. (See
    Sec. 125.4 for exemptions.) Technical data directly related to
    manufacture and production of any defense articles enumerated elsewhere
    in this category that are designated as Significant Military Equipment
    (SME) shall itself be designated as SME.

                   Category XIII--Auxiliary Military Equipment

        (a) Cameras and specialized processing equipment therefor,
    photointerpretation, stereoscopic plotting, and photogrammetry equipment
    which are specifically designed or modified for military purposes, and
    components specifically designed or modified therefor;
        (b) Military Information Security Systems and equipment,
    cryptographic devices, software, and components specifically designed or
    modified therefor (i.e., such items when specifically designed,
    developed, configured, adapted or modified for military applications
    (including command, control and intelligence applications)). This
    includes:
        (1) Military cryptographic (including key management) systems,
    equipment, assemblies, modules, integrated circuits, components or
    software with the capability of maintaining secrecy or confidentiality
    of information or information systems, except cryptographic equipment
    and software as follows:
        (i) Tracking, telemetry and control (TT&amp;C) encryption/decryption
    when embedded in a commercial communications satellite identified in
    ECCN 9A004a of the Export Administration Regulations; embedded means
    that the device or system cannot feasibility be removed from the
    satellite and that it cannot be used for other purposes.
        (2) Military cryptographic (including key management) systems,
    equipment, assemblies, modules, integrated circuits, components of
    software which have the capability of generating spreading or hopping
    codes for spread spectrum systems or equipment.
        (3) Military cryptanalytic systems, equipment, assemblies, modules,
    integrated circuits, components or software.
        (4) Military systems, equipment, assemblies, modules, integrated
    circuits, components or software providing certified or certifiable
    multi-level security or user isolation exceeding class B2 of the Trusted
    Computer System Evaluation Criteria (TCSEC) and software to certify such
    systems, equipment or software.
        (5) Ancillary equipment specifically designed or modified for
    paragraphs (b) (1), (2), (3), and (4) of this category.
        (c) Self-contained diving and underwater breathing apparatus as
    follows:
        (1) Closed and semi-closed circuits (rebreathing) apparatus;
        (2) Specially designed components for use in the conversion of open-
    circuit apparatus to military use; and
        (3) Articles exclusively designed for military use with self-
    contained diving and underwater swimming apparatus.
        (d) Carbon/carbon billets and preforms which are reinforced with
    continuous unidirectional tows, tapes, or woven cloths in three or more
    dimensional planes (i.e. 3D, 4D, etc.). This is exclusive of carbon/
    carbon billets and preforms where reinforcement in the third dimension
    is limited to interlocking of adjacent layers only, and carbon/carbon
    3D, 4D, etc. end items which have not been specifically designed or
    modified for defense articles (e.g., brakes for commercial aircraft or
    high speed trains). Armor (e.g., organic, ceramic, metallic), and
    reactive armor which has been specifically designed or modified for
    defense articles. Structural materials including carbon/carbon and metal
    matrix composites, plate, forgings, castings, welding consumables and
    rolled and extruded shapes which have been specifically designed or
    modified for defense articles.
        (e) Concealment and deception equipment, including but not limited
    to special paints, decoys, and simulators and components, parts and
    accessories specifically designed or modified therefor.
        (f) Energy conversion devices for producing electrical energy from
    nuclear, thermal, or solar energy, or from chemical reaction which are
    specifically designed or modified for military application.
        (g) Chemiluminescent compounds and solid state devices specifically
    designed or modified for military application.
        (h) Devices embodying particle beam and electromagnetic pulse
    technology and associated components and subassemblies (e.g.,

    [[Page 338]]

    ion beam current injectors, particle accelerators for neutral or charged
    particles, beam handling and projection equipment, beam steering, fire
    control, and pointing equipment, test and diagnostic instruments, and
    targets) which are specifically designed or modified for directed energy
    weapon applications.
        (i) Metal embrittling agents.
        *(j) Hardware and equipment, which has been specifically designed or
    modified for military applications, that is associated with the
    measurement or modification of system signatures for detection of
    defense articles. This includes but is not limited to signature
    measurement equipment; prediction techniques and codes; signature
    materials and treatments; and signature control design methodology.
        (k) Technical data (as defined in Sec. 120.21 of this subchapter)
    and defense services (as defined in Sec. 120.8 of this subchapter)
    related to the defense articles listed in this category. (See Sec. 125.4
    of this subchapter for exemptions; see also Sec. 123.21 of this
    subchapter). Technical data directly related to the manufacture or
    production of any defense articles enumerated elsewhere in this category
    that are designated as Significant Military Equipment (SME) shall itself
    be designated as SME.

       Category XIV--Toxicological Agents and Equipment and Radiological
                                    Equipment

        *(a) Chemical agents, including but not limited to lung irritants,
    vesicants, lachrymators, tear gases (except tear gas formulations
    containing 1% or less CN or CS), sternutators and irritant smoke, and
    nerve gases and incapacitating agents. (See Sec. 121.7.)
        *(b) Biological agents.
        *(c) Equipment for dissemination, detection, and identification of,
    and defense against, the articles in paragraphs (a) and (b) of this
    category.
        *(d) Nuclear radiation detection and measuring devices, manufactured
    to military specification.
        (e) Components, parts, accessories, attachments, and associated
    equipment specifically designed or modified for the articles in
    paragraphs (c) and (d) of this category.
        (f) Technical data (as defined in Sec. 120.21 of this subchapter)
    and defense services (as defined in Sec. 120.8 of this subchapter)
    related to the defense articles enumerated in paragraphs (a) through (e)
    of this category. (See Sec. 125.4 of this subchapter for exemptions; see
    also Sec. 123.21 of this subchapter). Technical data directly related to
    the manufacture or production of any defense articles enumerated
    elsewhere in this category that are designated as Significant Military
    Equipment (SME) shall itself be designated as SME.

            Category XV--Spacecraft Systems and Associated Equipment

        * (a) Spacecraft, including satellites, specifically designed or
    modified for military use.
        (b) Remote sensing satellite systems as follows:
        *(1) All Remote sensing satellites;
        (2) Ground control stations for remote sensing satellites as
    follows:
        (i) Ground control stations for telemetry, tracking and control of
    such satellites; or
        (ii) Passive ground stations for remote sensing satellites having
    any of the following characteristics:
        (A) Employing any of the cryptographic items controlled under
    Category XIII of this subchapter; or
        (B) Employing any uplink command capability.

        Note: For export licensing controls over any passive ground receive
    only stations for remote sensing satellites not having any of the above
    parameters nor any systems or major components controlled elsewhere
    under this subchapter, see the Commerce Control List.

        *(c) Military communications satellites or multi-mission satellites
    (including commercial communications satellites having additional, non-
    communication mission(s) or payload(s) controlled under this subchapter
    but not including ground stations and their associated equipment and
    technical data not enumerated elsewhere in Sec. 121.1 of this
    subchapter; for controls on such ground stations see the Commerce
    Control List).
        (d) Global Positioning System (GPS) receiving equipment specifically
    designed, modified or configured for military use; or GPS receiving
    equipment with any of the following characteristics:
        (1) Designed for encryption or decryption (e.g., Y-Code) of GPS
    precise positioning service (PPS) signals;
        (2) Designed for producing navigation results above 60,000 feet
    altitude and at 1,000 knots velocity or greater;
        (3) Specifically designed or modified for use with a null steering
    antenna or including a null steering antenna designed to reduce or avoid
    jamming signals;
        (4) Designed or modified for use with unmanned air vehicle systems
    capable of delivering at least a 500 kg payload to a range of at least
    300 km.

        (Note: GPS receivers designed or modified for use with military
    unmanned air vehicle systems with less capability are considered

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    to be specifically designed, modified or configured for military use and
    therefore covered under this paragraph (d)(4).)

        Any GPS equipment not meeting this definition is subject to the
    jurisdiction of the Department of Commerce (DOC). Manufacturers or
    exporters of equipment under DOC jurisdiction are advised that the U.S.
    Government does not assure the availability of the GPS P-Code for civil
    navigation. It is the policy of the Department of Defense (DOD) that GPS
    receivers using P-Code without clarification as to whether or not those
    receivers were designed or modified to use Y-Code will be presumed to be
    Y-Code capable and covered under this paragraph. The DOD policy further
    requires that a notice be attached to all P-Code receivers presented for
    export. The notice must state the following: ``ADVISORY NOTICE: This
    receiver uses the GPS P-Code signal, which by U.S. policy, may be
    switched off without notice.''
        (e) Systems, components, parts, accessories, attachments, and
    associated equipment (including ground support equipment) specifically
    designed, modified or configured for the articles in paragraphs (a)
    through (d) of this category, except as provided in paragraph (c).
        (f) The following individual systems, components or parts (except
    when included in a commercial communications satellite licensed under
    ECCN 9A004a of the Export Administration Regulations):
        (1) Anti-jam systems with the ability to respond to incoming
    interference by adaptively reducing antenna gain (nulling) in the
    direction of the interference.
        (2) Antennas:
        (i) With aperture (overall dimension of the radiating portions of
    the antenna) greater than 30 feet; or
        (ii) With all sidelobes less than or equal to -35dB, relative to the
    peak of the main beam; or
        (iii) Designed, modified, or configured to provide coverage area on
    the surface of the earth less than 200 nautical miles in diameter, where
    ``coverage area'' is defined as that area on the surface of the earth
    that is illuminated by the main beam width of the antenna (which is the
    angular distance between half power points of the beam).
        (3) Intersatellite data relay links that do not involve a ground
    relay terminal (``cross-links'').
        (4) Spaceborne regenerative baseband processing equipment.
        (5) Radiation-hardened microelectronic circuits that are
    specifically designed or rated to meet or exceed all five of the
    following characteristics:
        (i) A total dose of 5 x 105 Rads (SI);
        (ii) A dose rate upset of 5 x 108 Rads (SI)/Sec;
        (iii) A neutron dose of 1 x 1014 N/cm&lt;SUP&gt;2&lt;/SUP&gt;;
        (iv) A single event upset of 1 x 10&lt;SUP&gt;-7&lt;/SUP&gt; or less error/bit/
    day;
        (v) Single event latch-up free and having a dose rate latch-up of
    5 x 108 Rads(SI)/sec or greater.
        (6) Propulsion systems which permit acceleration of the satellite
    on-orbit (i.e., after mission orbit injection) at rates greater than
    0.1g.
        (7) Attitude control and determination systems designed to provide
    spacecraft pointing determination and control or payload pointing system
    control better than 0.02 degrees per axis.
        (8) Orbit transfer engines (``kick-motors'') which are embedded in
    the spacecraft. Orbit transfer engines which are not embedded in the
    spacecraft are controlled under Category IV of this subchapter (except
    as noted in the note for this paragraph (f)). Here ``embedded'' means
    that the device or system cannot feasibly be removed from the spacecraft
    and cannot be used for other purposes.
        (9) Cryptographic items described in Category XIII(b)(1)(x) of this
    subchapter.

        Note: Commercial communications satellites are subject to Commerce
    Licensing jurisdiction even if they include the individual munitions
    list systems, components or parts identified in paragraph (f) of this
    category. In all other cases, these systems, components or parts remain
    on the USML except non-embedded, solid propellant orbit transfer engines
    (``kick motors'') are subject to Commerce licensing jurisdiction (and
    not controlled under this subchapter) when they are to be utilized for a
    specific commercial communications satellite launch, provided the solid
    propellant ``kick motor'' being utilized is not specifically designed or
    modified for military use or capable of being restarted after
    achievement of mission orbit (such orbit transfer engines are always
    controlled under Category IV of this subchapter). Technical data (as
    defined in Sec. 120.10 of this subchapter) and defense services (as
    defined in Sec. 120.9 of this subchapter) related to the systems,
    components, or parts referred to in

    [[Page 340]]

    paragraph (f) of this cateory are always controlled under this
    subchapter, even when the satellite itself is licensed by the Department
    of Commerce.

        (g) Technical data (as defined in Sec. 120.10 of this subchapter)
    and defense services (as defined in Sec. 120.9 of this subchapter)
    directly related to paragraphs (a) through (f) of this category. (See
    Sec. 125.4 for exemptions.) Technical data directly related to the
    manufacture or production of any defense articles enumerated elsewhere
    in this category that are designated as Significant Military Equipment
    (SME) shall itself be designated SME. In addition, detailed design,
    development, production or manufacturing data for all spacecraft systems
    and for specifically designed or modified components for all spacecraft
    systems, regardless of which U.S. Government agency has jurisdiction for
    export of the spacecraft. (See Sec. 125.4 for exemptions.) This coverage
    by the U.S. Munitions List of detailed design, development,
    manufacturing or production information directly related to satellites
    which are not otherwise under the control of this section does not
    include that level of technical data (including marketing data)
    necessary and reasonable for a purchaser to have assurance that a U.S.-
    built item intended to operate in space has been designed, manufactured
    and tested in conformance with specified contract requirements (e.g.,
    operational performance, reliability, lifetime, product quality, or
    delivery expectations), as well as data necessary to evaluate in-orbit
    anomalies and to operate and maintain associated ground equipment.

        Note 1: All defense services and technical assistance for satellites
    and/or launch vehicles, including compatibility, integration, or
    processing data, is controlled under this subchapter. Technical data
    provided to the launch provider (form, fit, function, mass, electrical,
    mechanical, dynamic/environmental, telemetry, safety, facility, launch
    pad access, and launch parameters) for commercial communications
    satellites that describe the interfaces for mating and parameters for
    launch (e.g., orbit, timing) of the satellite is under Commerce
    jurisdiction.

        Note 2: The international space station, being developed, launched
    and operated under the supervision of the National Aeronautics and Space
    Administration, is controlled for export purposes under the Export
    Administration Regulations.

             Category XVI--Nuclear Weapons Design and Test Equipment

        *(a) Any article, material, equipment, or device which is
    specifically designed or modified for use in the design, development, or
    fabrication of nuclear weapons or nuclear explosive devices. (See
    Sec. 123.21 of this subchapter and Department of Commerce Export
    Regulations, 15 CFR part 778).
        *(b) Any article, material, equipment, or device which is
    specifically designed or modified for use in the devising, carrying out,
    or evaluating of nuclear weapons tests or any other nuclear explosions,
    except such items as are in normal commercial use for other purposes.
        (c) Technical data (as defined in Sec. 120.21 of this subchapter)
    and defense services (as defined in Sec. 120.8 of this subchapter)
    directly related to the defense articles enumerated in paragraphs (a)
    through (b) of this category. (See Sec. 125.4 of this subchapter for
    exemptions.) Technical data directly related to the manufacture or
    production of any defense articles enumerated elsewhere in this category
    that are designated as Significant Military Equipment (SME) shall itself
    be designated SME.

    Category XVII--Classified Articles, Technical Data and Defense Services
                            Not Otherwise Enumerated

        *(a) All articles, technical data (as defined in Sec. 120.21 of this
    subchapter) and defense services (as defined in Sec. 120.8 of this
    subchapter) relating thereto which are classified in the interests of
    national security and which are not otherwise enumerated in the U.S.
    Munitions List.

                           Category XVIII--[Reserved]

                            Category XIX--[Reserved]

    Category XX--Submersible Vessels, Oceanographic and Associated Equipment

        *(a) Submersible vessels, manned or unmanned, tethered or
    untethered, designed or modified for military purposes, or powered by
    nuclear propulsion plants.
        *(b) Swimmer delivery vehicles designed or modified for military
    purposes.
        (c) Equipment, components, parts, accessories, and attachments
    specifically designed or modified for any of the articles in paragraphs
    (a) and (b) of this category.
        (d) Technical data (as defined in Sec. 120.21 of this subchapter)
    and defense services (as defined in Sec. 120.8 of this subchapter)
    directly related to the defense articles enumerated in paragraphs (a)
    through (c) of this category. (See Sec. 125.4 of this subchapter for
    exemptions.) Technical data directly related to the

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    manufacture or production of any defense articles enumerated elsewhere
    in this category that are designated as Significant Military Equipment
    (SME) shall itself be designated as SME.

                      Category XXI--Miscellaneous Articles

        (a) Any article not specifically enumerated in the other categories
    of the U.S. Munitions List which has substantial military applicability
    and which has been specifically designed or modified for military
    purposes. The decision on whether any article may be included in this
    category shall be made by the Director of the Office of Defense Trade
    Controls.
        (b) Technical data (as defined in Sec. 120.21 of this subchapter)
    and defense services (as defined in Sec. 120.8 of this subchapter)
    directly related to the defense articles enumerated in paragraphs (a) of
    this category.

    [58 FR 39287, July 22, 1993, as amended at 58 FR 47638, Sept. 10, 1993;
    58 FR 60115, Nov. 15, 1993; 59 FR 46548 and 46549, Sept. 9, 1994; 59 FR
    47800, Sept. 19, 1994; 61 FR 56895, Nov. 5, 1996; 61 FR 68633, Dec. 30,
    1996]

    Sec. 121.2  Interpretations of the U.S. Munitions List and the Missile
              Technology Control Regime Annex.

        The following interpretations (listed alphabetically) explain and
    amplify the terms used in Sec. 121.1. These interpretations have the
    same force as if they were a part of the U.S. Munitions List (USML)
    category to which they refer. In addition, all the items listed in
    Sec. 121.16 shall constitute all items on the United States Munitions
    List which are Missile Technology Control Regime Annex items in
    accordance with section 71(a) of the Arms Export Control Act.

    Sec. 121.3  Aircraft and related articles.

        In Category VIII, aircraft means aircraft designed, modified, or
    equipped for a military purpose, including aircraft described as
    ``demilitarized.'' All aircraft bearing an original military designation
    are included in Category VIII. However, the following aircraft are not
    included so long as they have not been specifically equipped, re-
    equipped, or modified for military operations:
        (a) Cargo aircraft bearing ``C'' designations and numbered C-45
    through C-118 inclusive, C-121 through C-125 inclusive, and C-131, using
    reciprocating engines only.
        (b) Trainer aircraft bearing ``T'' designations and using
    reciprocating engines or turboprop engines with less than 600 horsepower
    (s.h.p.)
        (c) Utility aircraft bearing ``U'' designations and using
    reciprocating engines only.
        (d) All liaison aircraft bearing an ``L'' designation.
        (e) All observation aircraft bearing ``O'' designations and using
    reciprocating engines.

    Sec. 121.4  Amphibious vehicles.

        An amphibious vehicle in Category VII(f) is an automotive vehicle or
    chassis which embodies all-wheel drive, is equipped to meet special
    military requirements, and which has sealed electrical systems or
    adaptation features for deep water fording.

    Sec. 121.5  Apparatus and devices under Category IV(c).

        Category IV includes but is not limited to the following: Fuzes and
    components specifically designed, modified or configured for items
    listed in that category, bomb racks and shackles, bomb shackle release
    units, bomb ejectors, torpedo tubes, torpedo and guided missile
    boosters, guidance systems equipment and parts, launching racks and
    projectors, pistols (exploders), ignitors, fuze arming devices,
    intervalometers, thermal batteries, hardened missile launching
    facilities, guided missile launchers and specialized handling equipment,
    including transporters, cranes and lifts designed to handle articles in
    paragraphs (a) and (b) of this category for preparation and launch from
    fixed and mobile sites. The equipment in this category includes robots,
    robot controllers and robot end-effectors specially designed or modified
    for military applications.

    Sec. 121.6  Cartridge and shell casings.

        Cartridge and shell casings are included in Category III unless,
    prior to export, they have been rendered useless beyond the possibility
    of restoration for use as a cartridge or shell casing by means of
    heating, flame treatment, mangling, crushing, cutting, or popping.

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    Sec. 121.7  Chemical agents.

        A chemical agent in Category XIV(a) is a substance having military
    application which by its ordinary and direct chemical action produces a
    powerful physiological effect. The term ``chemical agent'' includes, but
    is not limited to, the following chemical compounds:
        (a) Lung irritants:
        (1) Diphenylcyanoarsine (DC).
        (2) Fluorine (but not fluorene).
        (3) Trichloronitro methane (chloropicrin PS).
        (b) Vesicants:
        (1) B-Chlorovinyldichloroarsine (Lewisite, L).
        (2) Bis(dichloroethyl)sulphide (Mustard Gas, HD or H).
        (3) Ethyldichloroarsine (ED).
        (4) Methyldichloroarsine (MD).
        (c) Lachrymators and tear gases:
        (1) A-Bromobenzyl cyanide (BBC).
        (2) Chloroacetophenone (CN).
        (3) Dibromodimethyl ether.
        (4) Dichlorodimethyl ether (ClCi).
        (5) Ethyldibromoarsine.
        (6) Phenylcarbylamine chloride.
        (7) Tear gas solutions (CNB and CNS).
        (8) Tear gas orthochlorobenzalmalononitrile (CS).
        (d) Sternutators and irritant smokes:
        (1) Diphenylamine chloroarsine (Adamsite, DM).
        (2) Diphenylchloroarsine (BA).
        (3) Liquid pepper.
        (e) Nerve agents, gases and aerosols. These are toxic compounds
    which affect the nervous system, such as:
        (1) Dimethylaminoethoxycyanophosphine oxide (GA).
        (2) Methylisopropoxyfluorophosphine oxide (GB).
        (3) Methylpinacolyloxyfluoriphosphine oxide (GD).
        (f) Antiplant chemicals, such as: Butyl 2-chloro-4-
    fluorophenoxyacetate (LNF).

    Sec. 121.8  End-items, components, accessories, attachments, parts,
              firmware, software and systems.

        (a) An end-item is an assembled article ready for its intended use.
    Only ammunition, fuel or another energy source is required to place it
    in an operating state.
        (b) A component is an item which is useful only when used in
    conjunction with an end-item. A major component includes any assembled
    element which forms a portion of an end-item without which the end-item
    is inoperable. (Example: Airframes, tail sections, transmissions, tank
    treads, hulls, etc.) A minor component includes any assembled element of
    a major component.
        (c) Accessories and attachments are associated equipment for any
    component, end-item or system, and which are not necessary for their
    operation, but which enhance their usefulness or effectiveness.
    (Examples: Military riflescopes, special paints, etc.)
        (d) A part is any single unassembled element of a major or a minor
    component, accessory, or attachment which is not normally subject to
    disassembly without the destruction or the impairment of design use.
    (Examples: Rivets, wire, bolts, etc.)
        (e) Firmware and any related unique support tools (such as
    computers, linkers, editors, test case generators, diagnostic checkers,
    library of functions and system test diagnostics) specifically designed
    for equipment or systems covered under any category of the U.S.
    Munitions List are considered as part of the end-item or component.
    Firmware includes but is not limited to circuits into which software has
    been programmed.
        (f) Software includes but is not limited to the system functional
    design, logic flow, algorithms, application programs, operating systems
    and support software for design, implementation, test, operation,
    diagnosis and repair. A person who intends to export software only
    should, unless it is specifically enumerated in Sec. 121.1 (e.g.,
    XIII(b)), apply for a technical data license pursuant to part 125 of
    this subchapter.
        (g) A system is a combination of end-items, components, parts,
    accessories, attachments, firmware or software, specifically designed,
    modified or adapted to operate together to perform a specialized
    military function.

    Sec. 121.9  Firearms.

        (a) Category I includes revolvers, pistols, rifles, carbines, fully
    automatic rifles, submachine guns, machine pistols and machine guns to
    caliber .50, inclusive. It includes combat shotguns. It excludes other
    shotguns with barrels

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    18'' or longer, BB, pellet, and muzzle loading (black powder) firearms.
        (b) A firearm is a weapon not over .50 caliber which is designed to
    expel a projectile by the action of an explosive or which may be readily
    converted to do so.
        (c) A rifle is a shoulder firearm which can discharge a bullet
    through a rifled barrel 16 inches or longer.
        (d) A carbine is a lightweight shoulder firearm with a barrel under
    16 inches in length.
        (e) A pistol is a hand-operated firearm having a chamber integral
    with or permanently aligned with the bore.
        (f) A revolver is a hand-operated firearm with a revolving cylinder
    containing chambers for individual cartridges.
        (g) A submachine gun, ``machine pistol'' or ``machine gun'' is a
    firearm originally designed to fire, or capable of being fired, fully
    automatically by a single pull of the trigger.

    Sec. 121.10  Forgings, castings and machined bodies.

        Articles on the U.S. Munitions List include articles in a partially
    completed state (such as forgings, castings, extrusions and machined
    bodies) which have reached a stage in manufacture where they are clearly
    identifiable as defense articles. If the end-item is an article on the
    U.S. Munitions List (including components, accessories, attachments and
    parts as defined in Sec. 121.8), then the particular forging, casting,
    extrusion, machined body, etc., is considered a defense article subject
    to the controls of this subchapter, except for such items as are in
    normal commercial use.

    Sec. 121.11  Military demolition blocks and blasting caps.

        Military demolition blocks and blasting caps referred to in Category
    IV(a) do not include the following articles:
        (a) Electric squibs.
        (b) No. 6 and No. 8 blasting caps, including electric ones.
        (c) Delay electric blasting caps (including No. 6 and No. 8
    millisecond ones).
        (d) Seismograph electric blasting caps (including SSS, Static-
    Master, Vibrocap SR, and SEISMO SR).
        (e) Oil well perforating devices.

    Sec. 121.12  Military explosives and propellants.

        (a) Military Explosives in Category V are military explosives or
    energetic materials consisting of high explosives, propellants or low
    explosives, pyrotechnics and high energy solid or liquid fuels,
    including aircraft fuels specially formulated for military purposes.
    Military explosives are solid, liquid or gaseous substances or mixtures
    of substances which, in their application as primary, booster or main
    charges in warheads, demolition and other military applications, are
    required to detonate.
        Military explosives, military propellants and military pyrotechnics
    in Category V include substances or mixtures containing any of the
    following:
        (1) Spherical aluminum powder of particle size 60 micrometres or
    less manufactured from material with an aluminum content of 99% or more;
        (2) Metal fuels in particle sizes less than 60 micrometres whether
    spherical, atomized, spheroidal, flaked or ground, manufactured from
    material consisting of 99% or more of any of the following: Zirconium,
    magnesium and alloys of these; beryllium; fine iron powder with average
    particle size of 3 micrometres or less produced by reduction of iron
    oxide with hydrogen; boron or boron carbide fuels of 85% purity or
    higher and average particle size of 60 micrometers or less;
        (3) Any of the foregoing metals or alloys of paragraphs (a) (1) and
    (2) of this section, whether or not encapsulated in aluminum, magnesium,
    zirconium or beryllium;
        (4) Perchlorates, chlorates and chromates composited with powered
    metal or other high energy fuel components;
        (5) Nitroganidine (NQ);
        (6) With the exception of chlorinetrifluoride, compounds composed of
    fluorine and one or more of the following: Other halogens, oxygen,
    nitrogen;
        (7) Carboranes; decaborane; pentaborane and derivatives;
        (8) Cyclotetramethylenetetranitramine (HMX); octahydro-1,3,5,7-
    tetranitro-1,3,5,7-tetrazine; 1,3,5,7-tetranitro-

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    1,3,5,7-tetraza-cyclooctane; (octogen, octogene);
        (9) Hexanitrostilbene (HNS);
        (10) Diaminotrinitrobenzene (DATB);
        (11) Triaminotrinitrobenzene (TATB);
        (12) Triaminoguanidinenitrate (TAGN);
        (13) Titanium subhydride of stiochiometry TiH 0.65-168;
        (14) Dinitroglycoluril (DNGU, DNGU); tetranitroglycoluril (TNGU,
    SORGUYL);
        (15) Tetranitrobenzotriazolobenzotriazole (TACOT);
        (16) Diaminohexanitrobiphenyl (DIPAM);
        (17) Picrylaminodinitropyridine (PYX);
        (18) 3-nitro-1,2,4-triazol-5-one (NTO or ONTA);
        (19) Hydrazine in concentrations of 70% or more; hydrazine nitrate;
    hydrazine perchlorates; unsymmetrical dimethyl hydrazine; monomethyl
    hydrazine; symmetrical dimethyl hydrazine;
        (20) Ammonium perchlorate;
        (21) 2-(5-cyanotetrozolato) penta amminecobalt (III) perchlorate
    (CP);
        (22) cis-bis (5-nitrotetrazolato) penta amminechobalt (III)
    perchlorate (or BNCP);
        (23) 7-amino 4,6-dinitrobenzofurazane-1-oxide (ADNBF); amino
    dinitrobenzofuroxan;
        (24) 5,7-diamino-4,6-dinitrobenzofurazane-1-oxide, (CL-14 or
    diaminodinitrobenzofurozan);
        (25) 2,4,6-trinitro-2,4,6-triaza-cyclo-hexanone (K-6 or keto-RDX);
        (26) 2,4,6,8-tetranitro-2,4,6,8-tetraaza-bicyclo (3,3,0)-octanone-
    3(tetranitrosemiglycouril, K-55, or keto-bicyclic HMX);
        (27) 1,1,3-trinitroazetidine (TNAZ);
        (28) 1,4,5,8-tetranitro-1,4,5,8-tetraazadecalin (TNAD);
        (29) Hexanitrohexaazaisowurtzitane (CL-20 or NNIW; and chlathrates
    of CL-20);
        (30) Polynitrocubanes with more than four nitro groups;
        (31) Ammonium dinitramide (ADN or SR-12);
        (32) Cyclotrimethylentrinitramine (RDX); cyclonite; T4; hexahydro-
    1,3,5-trinitro-1,3,5-triazine; 1,3,5-trinitro-1,3,5-triaza-cyclohexane;
    hexogen, hexogene;
        (33) Hydroxylammonium nitrate (HAN); hydroxylammonium perchlorate
    (HAP);
        (34) Hydroxy terminated Polybutadiene (HTPB) with a hydroxyl
    functionality of less than 2.28, a hydroxyl value of less than 0.77 meq/
    g, and a viscosity at 30 degrees C of less than 47 poise;
        (b) ``Additives'' include the following:
        (1) Glycidylazide Polymer (GAP) and its derivatives;
        (2) Polycyanodifluoroamino-
    ethyleneoxide (PCDE);
        (3) Butanetrioltrinitrate (BTTN);
        (4) Bis-2-Fluoro-2,2-dinitroethylformal (FEFO);
        (5) Butadienenitrileoxide (BNO);
        (6) Catocene, N-butyl-ferrocene and other ferrocene derivatives;
        (7) 3-nitraza-1,5 pentane diisocyanate;
        (8) Bis(2,2-dinitropropyl) formal and acetal;
        (9) Energetic monomers, plasticisers and polymers containing nitro,
    azido, nitrate, nitraza or difluroamino groups;
        (10) 1,2,3-Tris [1,2-bis(difluoroamino)ethoxy] propane; Tris vinoxy
    propane adduct, (TVOPA);
        (11) Bisazidomethyloxetane and its polymers;
        (12) Nitratomethylmethyloxetane or poly (3-nitratomethyl, 3-methyl
    oxetane); (Poly-NIMMO); (NMMO);
        (13) Azidomethylmethyloxetane (AMMO) and its polymers;
        (14) Tetraethylenepentamine-
    acrylonitrile (TEPAN); cyanoethylated polyamine and its salts;
        (15) Polynitroorthocarbonates;
        (16) Tetraethylenepentamine-
    acrylonitrileglycidol (TEPANOL); cyanoethylated polyamine adducted with
    glycidol and its salts;
        (17) Polyfunctional aziridine amides with isophthalic, trimesic BITA
    or butylene imine trimesamide isoyanuric, or trimethyladipic backbone
    structures and 2-methyl or 2-ethyl substitutions on the aziridine ring;
        (18) Basic copper salicylate; lead salicylate;
        (19) Lead beta resorcylate;
        (20) Lead stannate, lead maleate, lead citrate;
        (21) Tris-1-(2-methyl)aziridinyl phosphine oxide (MAPO), bis(2-
    methyl aziridinyl) 2-(2-hydroxypropanoxy)

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    propylamino phosphine oxide (BOBBA 8), and other MAPO derivatives;
        (22) Bis(2-methyl aziridinyl) methylamino phosphine oxide (methyl
    BAPO);
        (23) Organo-metallic coupling agents, specifically:
        (i) Neopentyl (diallyl) oxy, tri [dioctyl] phosphato titanate or
    titanium IV, 2,2[bis 2-propenolatomethyl, butanolato or tris [dioctyl]
    phosphato-O], or LICA 12;
        (ii) Titanium IV, [(2-propenolato-1)methyl, N-propanolatemethyl]
    butanolato-1 or tris(dioctyl)pyrophosphato, or KR3538;
        (iii) Titanium IV, [2-propenolato-1)methyl, N-propanolatomethyl]
    butanolato-1; or tris(dioctyl) phosphate;
        (24) FPF-1 poly-2,2,3,3,4,4-hexafluoro pentane-1,5-diolformal;
        (25) FPF-3 poly-2,4,4,5,5,6,6-heptafluoro-2-trifluoromethyl-3-
    oxaheptane-1,7-diolformal;
        (26) Polyglycidylnitrate (PGN) or poly(nitratomethyl oxirane);
    (poly-GLYN) (PGN);
        (27) Lead-copper chelates of beta-resorcylate and/or salicylates;
        (28) Triphenyl bismuth (TPB);
        (29) bis-2-hydroxyethylglycolamide (BHEGA);
        (30) Superfine iron oxide (Fe&lt;INF&gt;2&lt;/INF&gt;O&lt;INF&gt;3&lt;/INF&gt; hematite)
    with a specific surface area greater than 250 m&lt;SUP&gt;2&lt;/SUP&gt;/g and an
    average particle size of 0.003 micrometres or less;
        (31) N-methyl-p-nitroaniline;
        (c) ``Precursors'' include the following:
        (1) 1,2,4-trihydroxybutane (1,2,4-butanetriol);
        (2) Guanidine nitrate;
        (3) 1,3,5-trichlorobenzene;
        (4) Bischloromethyloxetane (BCMO);
        (5) Low (less than 10,000) molecular weight, alcohol-functionalised,
    poly(ephichlorohydrin); poly(ephichlorhydrindiol); and triol;
        (6) Propyleneimide, 2-methylaziridine;
        (7) 1,3,5,7,-tetraacetyl-1,3,5,7-tetraaza-cyclooctane (TAT);
        (8) Dinitroazetidine-t-butyl salt;
        (9) Hexabenzylhexaazaisowurtzitane (HBIW);
        (10) Tetraacetyldibenzylhexa-
    azaisowurtzitane (TAIW);
        (11) 1,4,5,8-tetraazadecaline.
        (d) Military high energy solid or liquid fuels specially formulated
    for military purposes: (1) Aircraft fuels controlled by Sec. 121.12(a)
    are finished products not their independent constituents. (2) military
    materials containing thickeners for hydrocarbon fuels specially
    formulated for use in flamethrowers or incendiary munitions; metal
    stearates or palmates (also known as octol); and M1, M2 and M3
    thickeners;
        (e) Any substance, or mixture meeting the following performance
    requirements:
        (1) Any explosive with a detonation velocity greater than 8,700 m/s
    or a detonation pressure greater than 340 kilobars;
        (2) Other organic high explosives yielding detonation pressures of
    250 kilobars or greater that will remain stable at temperatures of 523 K
    (250 degrees C) or higher for periods of 5 minutes or longer;
        (3) Any other UN Class 1.1 solid propellant with a theoretical
    specific impulse (under standard conditions) greater than 250 seconds
    for non-metallized, or greater than 270 seconds for aluminized
    compositions;
        (4) Any UN Class 1.3 solid propellant with a theoretical specific
    impulse greater than 230 seconds for non-halogenized, 250 seconds for
    non-metallized and 266 seconds for metallized compositions;
        (5) Any other explosive, propellant or pyrotechnic that can sustain
    a steady-state burning rate greater than 38mm (1.5 in) per second under
    standard conditions of 68.9 bar (1,000 PSI) pressure and 294K (21
    degrees C);
        (6) Any other gun propellants having a force constant greater than
    1,200 kJ/kg;
        (7) Elastomer modified cast double based propellants (EMCDB) with
    extensibility at maximum stress greater than 5% at 233 K (-40 degrees
    C).
        (f) Liquid oxidizers comprised of or containing the following:
        (1) Inhibited red fuming nitric acid (IRFNA));
        (2) Oxygen difluoride.

        Note: Category V includes the following substances when compounded
    or mixed with

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    military explosives, fuels or propellants controlled under this
    category:

    --Ammonium picrate
    --Black powder
    --Hexanitrodiphenylamine
    --Difluoroamine (HNF2)
    --Nitrostarch
    --Potassium nitrate
    --Tetranitronaphthalene
    --Trinitroanisol
    --Trinitronaphthalene
    --Trinitroxylene
    --Fuming nitric acid non-inhibited and non-enriched
    --Acetylene
    --Propane
    --Liquid oxygen
    --Hydrogen peroxide in concentrations less than 85%
    --Misch metal
    --N-pyrrolidinone and l-methyl-2-pyrrolidinone
    --Dioctylmaleate
    --Ethylhexylacrylate
    --Triethylaluminum (TEA), trimethylaluminum (TMA) and other pyrophoric
    metal alkyls and aryls of lithium, sodium, magnesium, zinc or boron
    --Nitrocellulose
    --Nitroglycerin (or glyceroltrinitrate, trinitroglycerine (NG)
    --2,4,6 trinitrotoluene (TNT)
    --Pentaerythritol tetranitrate (PETN)
    --Trinitrophenylmethylnitramine (Tetryl)
    --Ethylenediaminedinitrate (EDDN)
    --Lead azide, normal and basic lead styphnate, and primary explosives or
    priming composition containing azides or azide complexes
    --Triethyleneglycoldinitrate (TEGDN)
    --2,4,6-trinitroresorcinol (styphnic acid)
    --Diethyldiphenyl urea, dimethyldiphenyl urea and methylethyldiphenyl
    urea (Centralites)
    --N,N-diphenylurea (unsymmetrical diphenylurea)
    --Methyl-N,N-diphenylurea (methyl unsymmetrical diphenylurea)
    --Ethyl-N,N-diphenylurea (ethyl unsymmetrical diphenylurea)
    --2-nitrodiphenylamine (2-NDPA)
    --4-nitrodiphenylamine (4-NDPA)
    --2,2-dinitropropanol
    --Chlorinetrifluoride.

    [58 FR 60113, Nov. 15, 1993]

    Sec. 121.13  Military fuel thickeners.

        Military fuel thickeners in Category V include compounds (e.g.,
    octal) or mixtures of such compounds (e.g., napalm) specifically
    formulated for the purpose of producing materials which, when added to
    petroleum products, provide a gel-type incendiary material for use in
    bombs, projectiles, flame throwers, or other defense articles.
    Sec. 121.14  [Reserved]

    Sec. 121.15  Vessels of war and special naval equipment.

        Vessels of war means vessels, waterborne or submersible, designed,
    modified or equipped for military purposes, including vessels described
    as developmental, ``demilitarized'' or decommissioned. Vessels of war in
    Category VI, whether developmental, ``demilitarized'' and/or
    decommissioned or not, include, but are not limited to, the following:
        (a) Combatant vessels: (1) Warships (including nuclear-powered
    versions):
        (i) Aircraft carriers.
        (ii) Battleships.
        (iii) Cruisers.
        (iv) Destroyers.
        (v) Frigates.
        (vi) Submarines.
        (2) Other Combatants:
        (i) Patrol Combatants (e.g., including but not limited to PHM).
        (ii) Amphibious Aircraft/Landing Craft Carriers.
        (iii) Amphibious Materiel/Landing Craft Carriers.
        (iv) Amphibious Command Ships.
        (v) Mine Warfare Ships.
        (vi) Coast Guard Cutters (e.g., including but not limited to: WHEC,
    WMEC).
        (b) Combatant Craft: (1) Patrol Craft (patrol craft described in
    Sec. 121.1, Category VI, paragraph (b) are considered non-combatant):
        (i) Coastal Patrol Combatants.
        (ii) River, Roadstead Craft (including swimmer delivery craft).
        (iii) Coast Guard Patrol Craft (e.g., including but not limited to
    WPB).
        (2) Amphibious Warfare Craft:
        (i) Landing Craft (e.g., including but not limited to LCAC).
        (ii) Special Warfare Craft (e.g., including but not limited to:
    LSSC, MSSC, SDV, SWCL, SWCM).
        (3) Mine Warfare Craft and Mine Countermeasures Craft (e.g.,
    including but not limited to: MCT, MSB).
        (c) Non-Combatant Auxiliary Vessels and Support Ships:
        (1) Combat Logistics Support:
        (i) Underway Replenishment Ships.
        (ii) Surface Vessel and Submarine Tender/Repair Ships.

    [[Page 347]]

        (2) Support Ships:
        (i) Submarine Rescue Ships.
        (ii) Other Auxiliaries (e.g., including but not limited to: AGDS,
    AGF, AGM, AGOR, AGOS, AH, AP, ARL, AVB, AVM, AVT).
        (d) Non-Combatant Support, Service and Miscellaneous Vessels (e.g.,
    including but not limited to: DSRV, DSV, NR, YRR).

    [58 FR 60115, Nov. 15, 1993]

    Sec. 121.16  Missile Technology Control Regime Annex.

        Some of the items on the Missile Technology Control Regime Annex are
    controlled by both the Department of Commerce on the Commodity Control
    List and by the Department of State on the United States Munitions List.
    To the extent an article is on the United States Munitions List, a
    reference appears in parentheses listing the U.S. Munitions List
    category in which it appears. The following items constitute all items
    on the Missile Technology Control Regime Annex which are covered by the
    U.S. Munitions List:

                               Item 1--Category I

        Complete rocket systems (including ballistic missile systems, space
    launch vehicles, and sounding rockets (see Sec. 121.1, Cat. IV(a) and
    (b)) and unmanned air vehicle systems (including cruise missile systems
    see Sec. 121.1, Cat. VIII (a), target drones and reconnaisance drones
    (see Sec. 121.1, Cat. VIII (a)) capable of delivering at least a 500 kg
    payload to a range of at least 300 km.

                               Item 2--Cateogry I

        Complete subsystems usable in the systems in Item 1 as follows:
        (a) Individual rocket stages (see Sec. 121.1, Cat. IV(h));
        (b) Reentry vehicles (see Sec. 121.1, Cat. IV(g)), and equipment
    designed or modified therefor, as follows, except as provided in Note
    (1) below for those designed for non-weapon payloads;
        (1) Heat shields and components thereof fabricated of ceramic or
    ablative materials (see Sec. 121.1, Cat. IV(f));
        (2) Heat sinks and components thereof fabricated of light-weight,
    high heat capacity materials;
        (3) Electronic equipment specially designed for reentry vehicles
    (see Sec. 121.1, Cat. XI(a)(7));
        (c) Solid or liquid propellant rocket engines, having a total
    impulse capacity of 1.1 x 10 N-sec (2.5 x 10 lb-sec) or greater (see
    Sec. 121.1, Cat. IV, (h)).
        (d) ``Guidance sets'' capable of achieving system accuracy of 3.33
    percent or less of the range (e.g., a CEP of 1 j,. or less at a range of
    300 km), except as provided in Note (1) below for those designed for
    missiles with a range under 300 km or manned aircraft (see Sec. 121.1,
    Cat. XII(d));

        (e) Thrust vector control sub-systems, except as provided in Note
    (1) below for those designed for rocket systems that do not exceed the
    range/payload capability of Item 1 (see Sec. 121.1, Cat. IV);
        (f) Warhead safing, arming, fuzing, and firing mechanisms, except as
    provided in Note (1) below for those designed for systems other than
    those in Item 1 (see Sec. 121.1, Cat. IV(h)).

                                 Notes to Item 2

        (1) The exceptions in (b), (d), (e), and (f) above may be treated as
    Category II if the subsystem is exported subject to end use statements
    and quantity limits appropriate for the excepted end use stated above.
        (2) CEP (circle of equal probability) is a measure of accuracy, and
    defined as the radius of the circle centered at the target, at a
    specific range, in which 50 percent of the payloads impact.
        (3) A ``guidance set'' integrates the process of measuring and
    computing a vehicle's position and velocity (i.e. navigation) with that
    of computing and sending commands to the vehicle's flight control
    systems to correct the trajectory.
        (4) Examples of methods of achieving thrust vector control which are
    covered by (e) include:
        (i) Flexible nozzle;
        (ii) Fluid or secondary gas injection;
        (iii) Movable engine or nozzle; Deflection of exhaust gas stream
    (jet vanes or probes); or
        (v) Use of thrust tabs.

                               Item 3--Category II

        Propulsion components and equipment usable in the systems in Item 1,
    as follows:
        (a) Lightweight turbojet and turbofan engines (including)
    turbocompound engines) that are small and fuel efficient (see
    Sec. 121.1, both Cat. IV(h) and VIII(b));
        (b) Ramjet/Scramjet/pulse jet/combined cycle engines, including
    devices to regulate combustion, and specially designed components
    therefor (see Sec. 121.1, both Cat. IV(h) and Cat. VIII(b));
        (c) Rocket motor cases, ``interior lining'', ``insulation'' and
    nozzles therefor (see Sec. 121.1, Cat. IV(h) and Cat. V(c));
        (d) Staging mechanisms, separation mechanisms, and interstages
    therefor (see Sec. 121.1, Cat. IV(c) and (h));
        (e) Liquid and slurry propellant (including oxidizers) control
    systems, and specially designed components therefor, designed or

    [[Page 348]]

    modified to operate in vibration environments of more than 100 g RMS
    between 20 Hz and,000 Hz (see Sec. 121.1, Cat. IV(c) and (h));
        (f) Hybrid rocket motors and specially designed components therefor
    (see Sec. 121.1, Cat. IV(h)).

                                 Notes to Item 3

        (1) Item 3(a) engines may be exported as part of a manned aircraft
    or in quantities appropriate for replacement parts for manned aircraft.
        (2) In Item 3(C), ``interior lining'' suited for the bond interface
    between the solid propellant and the case or insulating liner is usually
    a liquid polymer based dispersion of refractory or insulating materials,
    e.g., carbon filled HTPB or other polymer with added curing agents to be
    sprayed or screeded over a case interior (see Sec. 121.1, Cat. V(c)).
        (3) In Item 3(c), ``insulation'' intended to be applied to the
    components of a rocket motor, i.e., the case, nozzle inlets, case
    closures, includes cured or semi-cured compounded rubber sheet stock
    containing an insulating or refractory material. It may also be
    incorporated as stress relief boots or flaps.
        (4) The only servo valves and pumps covered in (e) above, are the
    following:
        (i) Servo valves designed for flow rates of 24 liters per minute or
    greater, at an absolute pressure of 7,000 kPa (1,000 psi) or greater,
    that have an actuator response time of less than 100 msec;
        (ii) Pumps, for liquid propellants, with shaft speeds equal to or
    greater than 8,000 RPM or with discharge pressures equal to or greater
    than 7,000 kPa (1,000 psi).
        (5) Item 3(e) systems and components may be exports as part of a
    satellite.

                               Item 4--Category II

        Propellants and constituent chemicals for propellants as follows:
    (see Sec. 121.1, Cat. V(c) and Sec. 121.12 and Sec. 121.14).
        (a) Propulsive substances:
        (1) Hydrazine with a concentration of more than 70 percent and its
    derivatives including monomethylhydrazine (MMH) (see
    Sec. 121.12(a)(22));
        (2) Unsymmetric dimethylhydrazine (UDHM) (see Sec. 121.12(a)(22));
        (3) Ammonium perchlorate (see Sec. 121.12(a)(23));
        (4) Spherical aluminum powder with particle of uniform diameter of
    less than 500 x 10-m (500 micrometer) and an aluminum content of 97
    percent or greater (see Sec. 121.12(a)(1));
        (5) Metal fuels in particle sizes less than 500 x 10-m (500
    Microns), whether spherical, atomized, spheroidal, flaked or ground,
    consisting of 97 percent or more of any of the following: zirconium,
    beryllium, boron, magnesium, zinc, and alloys of these (see
    Sec. 121.12(a)(2));
        (6) Nitro-amines (cyclotetramethylene-tetranitramene (HMX) (see
    Sec. 121.12(a)(11)), cyclotrimethylene-trinitramine (RDX)) (see
    121.12(a)(35));
        (7) Perchlorates, chlorates or chromates mixed with powdered metals
    or other high energy fuel components (see Sec. 121.12(a)(4);
        (8) Carboranes, decaboranes, pentaboranes and derivatives thereof
    (see Sec. 121.12(a)(10);
        (9) Liquid oxidizers, as follows:
        (i) Nitrogen dioxide/dinitrogen tetroxide (see Sec. 121.14.(g));
        (ii) Inhibited Red Fuming Nitric Acid (IRFNA) (see
    Sec. 121.12(f)(1);
        (iii) Compounds composed of flourine and one or more of other
    halogens, oxygen or nitrogen (see Sec. 121.12(a)(9).
        (b) Polymeric substances:
        (2) Hydroxy-terminated polybutadiene (HTPB) (see Sec. 121.12(a)(38);
        (3) Glycidyl azide polymer (GAP) (see Sec. 121.12(b)(1)).
        (c) Other high energy density propellants such as, Boron Slurry,
    having an energy density of 40 x 10 joules/kg or greater (see
    Sec. 121.12(a)(3)).
        (d) Other propellant additives and agents:
        (1) Bonding agents as follows:
        (i) tris(1-(2-methyl)aziridinyl phosphine oxide (MAPO) (see
    Sec. 121.12(b)(17));
        (ii) trimesol-1(2-ethyl)aziridine (HX-868, BITA) (see
    Sec. 121.12(b)(13));
        (iii) ``Tepanol'' (HX-878), reaction product of
    tetraethylenepentamine, acrylonitrile and glycidol (see
    Sec. 121.12.(b)(11));
        (iv) ``Tepan'' (HX-879), Reaction product of tet enepentamine and
    acrylonitrile (see Sec. 121.12(b)(11));
        (v) Polyfunctional aziridene amides with isophthalic, trimesic,
    isocyanuric, or trimethyladipic backbone also having a 2-methyl or 2-
    ethyl aziridine group (HX-752, HX-872 and HX-877). (see
    Sec. 121.12(b)(13)).
        (2) Curing agents and catalysts as follows:
        (i) Triphenyl bismuth (TPB) (see Sec. 121.12(b)(23));
        (3) Burning rate modifiers as follows:
        (i) Catocene (see Sec. 121.12(b)(5));
        (ii) N-butyl-ferrocene (see Sec. 121.12(b)(5));
        (iii) Other ferrocene derivatives (see Sec. 121.12(b)).
        (4) Nitrate esters and nitrato plasticizers as follows:
        (i) 1,2,4-butanetriol trinitrate (BTTN) (see Sec. 121.12(b)(3));
        (5) Stabilizers as follows:
        (i) N-methyl-p-nitroaniline (see Sec. 121.12(d)(1)).

                               Item 8--Category II

        Structural materials usable in the systems in Item 1, as follows:
        (a) Composite structures, laminates, and manufactures thereof,
    including resin impregnated fibre prepregs and metal coated

    [[Page 349]]

    fibre preforms therefor, specially designed for use in the systems in
    Item 1 and the subsystems in Item 2 made either with organix matrix or
    metal matrix utilizing fibrous or filamentary reinforcements having a
    specific tensile strength greater than 7.62 x 10\4\ m (3 x 10\6\ inches)
    and a specific modules greater than 3.18 x 10\6\ m (1.25 x 10\8\
    inches), (see Sec. 121.1, Category IV (f), and Category XIII (d));
        (b) Resaturated pyrolized (i.e. carbon-carbon) materials designed
    for rocket systems, (see Sec. 121.1 Category IV (f));
        (c) Fine grain recrystallized bulk graphites (with a bulk density of
    at least 1.72 g/cc measured at 15 degrees C), pyrolytic, or fibrous
    reinforced graphites useable for rocket nozzles and reentry vehicle nose
    tips (see Sec. 121.1, Category IV (f) and Category XIII;
        (d) Ceramic composites materials (dielectric constant less than 6 at
    frequencies from 100 Hz to 10,000 MHz) for use in missile radomes, and
    bulk machinable silicon-carbide reinforced unfired ceramic useable for
    nose tips (see Sec. 121.1, Category IV (f));

                               Item 9--Category II

        Instrumentation, navigation and direction finding equipment and
    systems, and associated production and test equipment as follows; and
    specially designed components and software therefor:
        (a) Integrated flight instrument systems, which include
    gyrostabilizers or automatic pilots and integration software therefor;
    designed or modified for use in the systems in Item 1 (See Sec. 121.1,
    Category XII(d));
        (b) Gyro-astro compasses and other devices which derive position or
    orientation by means of automatically tracking celestrial bodies or
    satellites (see Sec. 121.1, Category XV(d));
        (c) Accelerometers with a threshold of 0.05 g or less, or a
    linearity error within 0.25 percent of full scale output, or both, which
    are designed for use in inertial navigation systems or in guidance
    systems of all types (see Sec. 121.1, Category VIII(e) and Category XII
    (d));
        (d) All types of gyros usable in the systems in Item 1, with a rated
    drift rate stability of less than 0.5 degree (1 sigma or rms) per hour
    in a 1 q environment (see Sec. 121.1, Category VIII(e) and Category
    XII(d));
        (e) Continuous output accelerometers or gyros of any type, specified
    to function at acceleration levels greater than 100 g (see Sec. 121.1,
    Category XII(d));
        (f) Inertial or other equipment using accelerometers described by
    subitems (c) and (e) above, and systems incorporating such equipment,
    and specially designed integration software therefor (see Sec. 121.1,
    Category VIII (e) and Category XII(d));

                                 Notes to Item 9

        (1) Items (a) through (f) may be exported as part of a manned
    aircraft or satellite or in quantities appropriate for replacement parts
    for manned aircraft.
        (2) In subitem (d):
        (i) Drift rate is defined as the time rate of output deviation from
    the desired output. It consists of random and systematic components and
    is expressed as an equivalent angular displacement per unit time with
    respect to inertial space.
        (ii) Stability is defined as standard deviation (1 sigma) of the
    variation of a particular parameter from its calibrated value measured
    under stable temperature conditions. This can be expressed as a function
    of time.

                              Item 10--Category II

        Flight control systems and ``technology'' as follows; designed or
    modified for the systems in Item 1.
        (a) Hydraulic, mechanical, electro-optical, or electro-mechanical
    flight control systems (including fly-by-wire systems), (see Sec. 121.1,
    Category IV (h));
        (b) Attitude control equipment, (see Sec. 121.1, Category IV, (c)
    and (h));
        (c) Design technology for integration of air vehicle fuselage,
    propulsion system and lifting control surfaces to optimize aerodynamic
    performance throughout the flight regime of an unmanned air vehicle,
    (see Sec. 121.1, Category VIII (k));
        (d) Design technology for integration of the flight control,
    guidance, and propulsion data into a flight management system for
    optimization of rocket system trajectory, (see Sec. 121.1, Category IV
    (i)).

                                 Note to Item 10

        Items (a) and (b) may be exported as part of a manned aircraft or
    satellite or in quantities appropriate for replacement parts for manned
    aircraft.

                              Item 11--Category II

        Avionics equipment, ``technology'' and components as follows;
    designed or modified for use in the systems in Item 1, and specially
    designed software therefor:
        (a) Radar and laser radar systems, including altimeters (see
    Sec. 121.1, Category XI(a)(3));
        (b) Passive sensors for determining bearings to specific
    electromagnetic sources (direction finding equipment) or terrain
    characteristics (see Sec. 121.1, Category XI(b) and (d));
        (c) Global Positioning System (GPS) or similar satellite receivers;
        (1) Capable of providing navigation information under the following
    operational conditions:
        (i) At speeds in excess of 515 m/sec (1,000 nautical miles/hours);
    and

    [[Page 350]]

        (ii) At altitudes in excess of 18 km (60,000 feet), (see Sec. 121.1,
    Category XV(d)(2); or
        (2) Designed or modified for use with unmanned air vehicles covered
    by Item 1 (see Sec. 121.1, Category XV(d)(4)).
        (d) Electronic assemblies and components specifically designed for
    military use and operation at temperatures in excess of 125 degrees C,
    (see Sec. 121.1, Category XI(a)(7)).
        (e) Design technology for protection of avionics and electrical
    subsystems against electromagnetic pulse (EMP) and electromagnetic
    interference (EMI) hazards from external sources, as follows, (see
    Sec. 121.1, Category XI (b)).
        (1) Design technology for shielding systems;
        (2) Design technology for the configuration of hardened electrical
    circuits and subsystems;
        (3) Determination of hardening criteria for the above.

                                Notes to Item 11

        (1) Item 11 equipment may be exported as part of a manned aircraft
    or satellite or in quantities appropriate for replacement parts for
    manned aircraft.
        (2) Examples of equipment included in this Item:
        (i) Terrain contour mapping equipment;
        (ii) Scene mapping and correlation (both digital and analog)
    equipment;
        (iii) Doppler navigation radar equipment;
        (iv) Passive interferometer equipment;
        (v) Imaging sensor equipment (both active and passive);
        (3) In subitem (a), laser radar systems embody specialized
    transmission, scanning, receiving and signal processing techniques for
    utilization of lasers for echo ranging, direction finding and
    discrimination of targets by location, radial speed and body reflection
    characteristics.

                              Item 12--Category II

        Launch support equipment, facilities and software for the systems in
    Item 1, as follows:
        (a) Apparatus and devices designed or modified for the handling,
    control, activation and launching of the systems in Item 1, (see
    Sec. 121.1, Category IV(c));
        (b) Vehicles designed or modified for the transport, handling,
    control, activation and launching of the systems in Item 1, (see
    Sec. 121.1, Category VII(d));
        (c) Telemetering and telecontrol equipment usable for unmanned air
    vehicles or rocket systems, (see Sec. 121.1, Category XI(a));
        (d) Precision tracking systems:
        (1) Tracking systems which use a translb nv installed on the rocket
    system or unmanned air vehicle in conjunction with either surface or
    airborne references or navigation satellite systems to provide real-time
    measurements of in-flight position and velocity, (see Sec. 121.1,
    Category XI(a));
        (2) Range instrumention radars including associated optical/infrared
    trackers and the specially designed software therefor with all of the
    following capabilities (see Sec. 121.1, Category XI(a)(3)):
        (i) angular resolution better than 3 milli-radians (0.5 mils);
        (ii) range of 30 km or greater with a range resolution better than
    10 meters RMS;
        (iii) velocity resolution better than 3 meters per second.
        (3) Software which processes post-flight, recorded data, enabling
    determination of vehicle position throughout its flight path (see
    Sec. 121.1, Category IV(i)).

                              Item 13--Category II

        Analog computers, digital computers, or digital differential
    analyzers designed or modified for use in the systems in Item 1 (see
    Sec. 121.1, Category XI (a)(6), having either of the following
    characteristics:
        (a) Rated for continuous operation at temperature from below minus
    45 degrees C to above plus 55 degrees C; or
        (b) Designed as ruggedized or ``radiation hardened''.

                                 Note to Item 13

        Item 13 equipment may be exported as part of a manned aircraft or
    satellite or in quantities appropriate for replacement parts for manned
    aircraft.

                              Item 14--Category II

        Analog-to-digital converters, usable in the system in Item 1, having
    either of the following characteristics:
        (a) Designed to meet military specifications for ruggedized
    equipment (see Sec. 121.1, Category XI(d)); or,
        (b) Designed or modified for military use (see Sec. 121.1, Category
    XI(d)); and being one of the following types:
        (1) Analog-to-digital converter ``microcircuits,'' which are
    ``radiation hardened'' or have all of the following characteristics:
        (i) Having a resolution of 8 bits or more;
        (ii) Rated for operation in the temperature range from below minus
    54 degrees C to above plus 125 degrees C; and
        (iii) Hermetically sealed.
        (2) Electrical input type analog-to-digital converter printed
    circuit boards or modules, with all of the following characteristics:
        (i) Having a resolution of 8 bits or more;
        (ii) Rated for operation in the temperature range from below minus
    45 degrees C to above plus 55 degrees C; and
        (iii) Incorporated ``microcircuits'' listed in (1), above.

    [[Page 351]]

                              Item 16--Category II

        Specially designed software, or specially designed software with
    related specially designed hybrid (combined analog/digital) computers,
    for modeling, simulation, or design integration of the systems in Item 1
    and Item 2 (see Sec. 121.1, Category IV(i) and Category XI(a)(6)).

                                 Note to Item 16

        The modelling includes in particular the aerodynamic and
    thermodynamic analysis of the system.

                              Item 17--Category II

        Materials, devices, and specially designed software for reduced
    observables such as radar reflectivity, ultraviolet/infrared signatures
    on acoustic signatures (i.e. stealth technology), for applications
    usable for the systems in Item 1 or Item 2 (see Sec. 121.1, Category
    XIII (e) and (k)), for example:
        (a) Structural material and coatings specially designed for reduced
    radar reflectivity;
        (b) Coatings, including paints, specially designed for reduced or
    tailored reflectivity or emissivity in the microwave, infrared or
    ultraviolet spectra, except when specially used for thermal control of
    satellites.
        (c) Specially designed software or databases for analysis of
    signature reduction.
        (d) Specially designed radar cross section measurement systems (see
    Sec. 121.1, Category XI(a)(3)).

                              Item 18--Category II

        Devices for use in protecting rocket systems and unmanned air
    vehicles against nuclear effects (e.g. Electromagnetic Pulse (EMP), X-
    rays, combined blast and thermal effects), and usable for the systems in
    Item 1, as follows (see Sec. 121.1, Category IV (c) and (h)):
        (a) ``Radiation Hardened'' ``microcircuits'' and detectors (see
    Sec. 121.1, Category XI(c)(3) Note: This commodity has been formally
    proposed for movement to category XV(e)(2) in the near future).
        (b) Radomes designed to withstand a combined thermal shock greater
    than 1000 cal/sq cm accompanied by a peak over pressure of greater than
    50 kPa (7 pounds per square inch) (see Sec. 121.1, Category IV(h)).

                               Note to Item 18(a)

        A detector is defined as a mechanical, electrical, optical or
    chemical device that automatically identifies and records, or registers
    a stimulus such as an environmental change in pressure or temperature,
    an electrical or electromagnetic signal or radiation from a radioactive
    material. The following pages were removed from the final itar for
    replacement by DTC's updated version section 6(l) of the Export
    Administration Act of 1979 (50 U.S.C. App. 2405(l)), as amended. In
    accordance with this provision, the list of MTCR Annex items shall
    constitute all items on the U.S. Munitions List in Sec. 121.16.