16 January 1998
Source: "Implementation of the Wassenaar Arrangement List of Dual-Use Items: Revisions to the Commerce Control List and Reporting Under the Wassenaar Arrangement; Rule."

    Supplement No. 1 to Part 774--the Commerce Control List

    Category 9--Propulsion Systems, Space Vehicles and Related Equipment

    A. Systems, Equipment and Components

    (For propulsion systems designed or rated against neutron or
    transient ionizing radiation, see the U.S. Munitions List, 22 CFR
    part 121.)

    9A001  Aero gas turbine engines incorporating any of the
    ``technologies'' controlled by 9E003.a, as follows (see List of Items
    Controlled).

    License Requirements

    Reason for Control: NS, MT, AT

                   Control(s)                         Country Chart

    NS applies to entire entry.............  NS Column 1
    MT applies to only to those engines      MT Column 1
     that meet the characteristics listed
     in 9A101.
    AT applies to entire entry.............  AT Column 1

    License Exceptions

    LVS: N/A
    GBS: N/A
    CIV: N/A

    List of Items Controlled

    Unit: Equipment in number; parts and accessories in $ value
    Related Controls: See also 9A101 and 9A991
    Related Definitions: N/A
    Items: a. Not certified for the specific ``civil aircraft'' for
    which they are intended;

        Note: For the purpose of the ``civil aircraft'' certification
    process, a number of up to 16 civil certified engines, assemblies,
    or components including spares is considered appropriate.
        b. Not certified for civil use by the aviation authorities in
    Country Group A:1;
        c. Designed to cruise at speeds exceeding Mach 1.2 for more than
    thirty minutes.

    9A002  Marine gas turbine engines with an ISO standard continuous power
    rating of 24,245 kW or more and a specific fuel consumption not
    exceeding 0.219 kg/kWh in the power range from 35 to 100%, and
    specially designed assemblies and components therefor.

    License Requirements

    Reason for Control: NS, AT

                   Control(s)                         Country Chart

    NS applies to entire entry.............  NS Column 2
    AT applies to entire entry.............  AT Column 1

    License Exceptions

    LVS: $5000
    GBS: N/A
    CIV: N/A

    List of Items Controlled

    Unit: Number
    Related Controls: N/A
    Related Definition: The term ``marine gas turbine engines'' includes
    those industrial, or aero-derivative, gas turbine engines adapted
    for a ship's electric power generation or propulsion
    Items: The list of items controlled is contained in the ECCN heading

    9A003  Specially designed assemblies and components, incorporating any
    of the ``technologies'' controlled by 9E003.a, for gas turbine engine
    propulsion systems, as follows (see List of Items Controlled).

    License Requirements

    Reason for Control: NS, AT

                   Control(s)                         Country Chart

    NS applies to entire entry.............  NS Column 2
    AT applies to entire entry.............  AT Column 1

    License Exceptions

    LVS: $5000
    GBS: N/A
    CIV: N/A

    List of Items Controlled

    Unit: Number
    Related Controls: N/A
    Related Definition: N/A
    Items: a. Controlled by 9A001;
        b. Whose design or production origins are either countries in
    Country Group D:1 or unknown to the manufacturer.

    9A004  Space launch vehicles and ``spacecraft''.

    License Requirements

    Reason for Control: NS, SI, AT

                   Control(s)                         Country Chart

                     NS applies to entire entry NS Column 1
    SI applies to commercial communications satellites controlled by 9A004
     that include the individual munitions list systems, components, or
     parts identified on the United States Munitions List (USML). 22 CFR
     part 121. See Sec.  742.14 of the EAR for additional information.
    AT applies to entire entry.............  AT Column 1

    License Exceptions

    LVS: N/A
    GBS: N/A
    CIV: N/A

    List of Items Controlled

    Unit: Equipment in number; components, parts and accessories in $
    value
    Related Controls: (1) See also 9A104 (2) This entry describes space
    launch vehicles (not including their payloads) and other
    ``spacecraft''. (3) Commercial communications satellites are subject
    to Commerce licensing jurisdiction even if they include the
    individual munitions list systems, components, or parts identified
    on the United States Munitions List (USML). In all other cases,
    these systems, components, or parts remain on the USML, except that
    satellite fuel, ground support equipment, test equipment, payload
    adapter/interface hardware, replacement parts for the preceding
    items, and non-embedded, solid propellant orbit transfer orbit
    transfer engines (``kick motors'') are subject to Commerce licensing
    jurisdiction (and not controlled on the USML) when they are to be
    utilized for the specific commercial communications satellite
    launch, provided the solid propellant ``kick motor'' being utilized
    is not specifically designed or modified for military use or capable
    of being restarted after achievement of mission orbit (such orbit
    transfer engines are always controlled on USML). Technical data (as
    defined in 120.10 of the International Traffic in Arms Regulations
    (ITAR)) and defense services (as defined in 120.9 of the ITAR)
    related to the systems, components, or parts on the USML are always
    controlled under the USML, even when the satellite itself is
    licensed by the Department of Commerce. (4) Military communications
    satellites or multi-mission satellites, including commercial
    communications satellites having additional non-communication
    mission(s) or payload(s) are under the jurisdiction of the
    Department of State. (5) Other ``spacecraft'' not subject to the
    export licensing authority of the U.S. Department of State, Office
    of Defense Trade Controls under 22 CFR part 121. This entry includes
    the international space station being developed, launched and
    operated under the supervision of the U.S. National Aeronautics and
    Space Administration. Exporters requesting a license from the
    Department of Commerce for spacecraft other than the international
    space station or a commercial communications satellite specified in
    9A004 must provide a statement from the Department of State, Office
    of Defense Trade Controls, verifying that the item intended for
    export is under the licensing jurisdiction of the Department of
    Commerce. (6) All other spacecraft, including all other satellites
    not controlled under 9A004 and components, parts, accessories,
    attachments, associated equipment, and ground support equipment
    therefor are subject to the export licensing authority of the
    Department of State. (7) Items on the USML that are included in a
    commercial communications satellite to be exported under a Commerce
    license must be specifically listed on the Commerce license
    application. Such items when not included in a specific commercial
    communications satellite are under the jurisdiction of the
    Department of State. (8) Technical data provided to the launch
    provider (form, fit, function, mass, electrical, mechanical,
    dynamic/environmental, telemetry, safety, facility, launch pad
    access, and launch parameters) for commercial communications
    satellites that describe the interfaces for mating of the satellite
    to the launch vehicle and parameters for launch (e.g. orbit, timing)
    of the satellite, are under Commerce jurisdiction. Other technical
    data and all defense services and technical assistance for satellite
    and/or launch vehicles, including compatibility, integration, or
    processing data are controlled and subject to licensing by the
    Department of State, in accordance with 22 CFR parts 120 through
    130. Approval for such technical assistance will require a Technical
    Assistance Agreement (TAA) and may require U.S. Government
    oversight. (9) Once a satellite is launched, items remaining
    unlaunched are required to be returned immediately to

    [[Page 2547]]

    the United States. If the satellite launch is canceled or unduly
    delayed, the satellite and all support equipment must be returned
    immediately to the United States. (10) Detailed design, development,
    production, or manufacturing data for all spacecraft, including
    satellites, regardless of which agency has jurisdiction over the
    export, and all systems components, parts, accessories, attachments,
    and associated equipment (including ground support equipment)
    specifically designed or modified for articles on the USML
    (including software source code and operating algorithms) are
    subject to licensing by the Department of State. This does not
    include that level of technical data (including marketing data)
    necessary and reasonable for a purchaser to have assurance that a
    U.S.-built item intended to operate in space has been designed,
    manufactured and tested in conformance with specified contract
    requirements (e.g., operational performance, reliability, lifetime,
    product quality, or delivery expectations) as well as data necessary
    for normal in-orbit satellite operations, to evaluate in-orbit
    anomalies, and to operate and maintain associated ground station
    equipment (except encryption hardware). (11) For the control status
    of products contained in ``spacecraft'' payloads, see the
    appropriate categories
    Related Definitions: Transferring registration or operational
    control to any foreign person of any commercial communications
    satellite controlled by this entry must be authorized on a license
    issued by the Bureau of Export Administration. This requirement
    applies whether the commercial communications satellite is
    physically located in the United States or abroad
    Items: The list of items controlled is contained in the ECCN heading

    9A005  Liquid rocket propulsion systems containing any of the
    systems or components controlled by 9A006. (These items are subject
    to the export licensing authority of the U.S. Department of State,
    Office of Defense Trade Controls. See 22 CFR part 121.)

    9A006  Systems and components specially designed for liquid rocket
    propulsion systems. (These items are subject to the export licensing
    authority of the U.S. Department of State, Office of Defense Trade
    Controls. See 22 CFR part 121.)

    9A007  Solid rocket propulsion systems. (These items are subject to
    the export licensing authority of the U.S. Department of State,
    Office of Defense Trade Controls. See 22 CFR part 121.)

    9A008  Components specially designed for solid rocket propulsion
    systems. (These items are subject to the export licensing authority
    of the U.S. Department of State, Office of Defense Trade Controls.
    See 22 CFR part 121.)

    9A009  Hybrid rocket propulsion systems. (These items are subject to
    the export licensing authority of the U.S. Department of State,
    Office of Defense Trade Controls. See 22 CFR part 121.)

    9A010  Specially designed components, systems and structures for
    launch vehicles, launch vehicle propulsion systems or
    ``spacecraft''. (These items are subject to the export licensing
    authority of the U.S. Department of State, Office of Defense Trade
    Controls. See 22 CFR part 121.)

    9A011  Ramjet, scramjet or combined cycle engines and specially
    designed components therefor. (These items are subject to the export
    licensing authority of the U.S. Department of State, Office of
    Defense Trade Controls. See 22 CFR part 121.)

    9A018  Equipment on the International Munitions List.

    License Requirements

    Reason for Control: NS, RS, AT

                   Control(s)                         Country Chart

    NS applies to entire entry.............  NS Column 1
    RS applies to 9A018.a and b............  RS Column 2
    AT applies to entire entry.............  AT Column 1

    License Exceptions

    LVS: $1500
    GBS: N/A
    CIV: N/A

    List of Items Controlled

    Unit: Equipment in number; parts and accessories in $ value

    Related Controls: (a) Parachute systems designed for use in dropping
    military equipment, braking military aircraft, slowing spacecraft
    descent, or retarding weapons delivery; AND (b) Instrument flight
    trainers for combat simulation are subject to the export licensing
    authority of the U.S. Department of State, Office of Defense Trade
    Controls. (See 22 CFR part 121, Category VIII.)
    Related Definition: This entry controls parachute systems designed
    for use in dropping personnel only.
    Items: a. Military trainer aircraft bearing ``T'' designations:
        a.1. Using reciprocating engines; or
        a.2. Turbo prop engines with less than 600 horse power (h.p.);
        a.3. T-37 model jet trainer aircraft; and
        a.4. Specially designed component parts.
        b. Vehicles specially designed or modified for military
    purposes. (See Sec. 770, Interpretation 8)
        c. Pressure refuelers, pressure refueling equipment, and
    equipment specially designed to facilitate operations in confined
    areas; and ground equipment, n.e.s, developed specially for military
    aircraft and helicopters, and specially designed parts and
    accessories, n.e.s.;
        d. Pressurized breathing equipment specially designed for use in
    military aircraft and helicopters;
        e. Military parachutes and complete canopies, harnesses, and
    platforms and electronic release mechanisms therefor, except such
    types as are in normal sporting use;
        f. Military instrument flight trainers, except for combat
    simulation; and components, parts, attachments and accessories
    specially designed for such equipment.

    9A018  Equipment on the International Munitions List.

    License Requirements

    Reason for Control: NS, RS, AT

                   Control(s)                         Country Chart

    NS applies to entire entry.............  NS Column 1
    RS applies to 9A018. a and b...........  RS Column 2
    AT applies to entire entry.............  AT Column 1

    License Exceptions

    LVS: $1500
    GBS: N/A
    CIV: N/A

    List of Items Controlled

    Unit: Equipment in number; parts and accessories in $ value
    Related Controls: (1) This entry controls parachute systems designed
    for use in dropping personnel only. (2) Parachute systems designed
    for use in dropping military equipment, braking military aircraft,
    slowing spacecraft descent, or retarding weapons delivery; AND
    Instrument flight trainers for combat simulation are subject to the
    export licensing authority of the U.S. Department of State, Office
    of Defense Trade Controls. (See 22 CFR part 121.)
    Related Definitions: N/A
    Items: a. Military trainer aircraft bearing ``T'' designations:
        a.1. Using reciprocating engines; or
        a.2. Turbo prop engines with less than 600 horse power (h.p.);
        a.3. T-37 model jet trainer aircraft; and
        a.4. Specially designed component parts.
        b. Ground vehicles and components therefor, specially designed
    or modified for military purposes. (See part 770 of the EAR,
    Interpretation 8)
        c. Pressurized breathing equipment specially designed for use in
    military aircraft and helicopters;
        d. Military parachutes;
        e. Military instrument flight trainers, except for combat
    simulation; and components, parts, attachments and accessories
    specially designed for such equipment.

    9A101  Lightweight turbojet and turbofan engines (including
    turbocompound engines) usable in ``missiles'', other than those
    controlled by 9A001, as follows (see List of Items Controlled).

    License Requirements

    Reason for Control: MT, AT

    [[Page 2548]]

                   Control(s)                         Country Chart

    MT applies to entire entry.............  MT Column 1
    AT applies to entire entry.............  AT Column 1

    License Exceptions

    LVS: N/A
    GBS: N/A
    CIV: N/A

    List of Items Controlled

    Unit: Equipment in number; parts and accessories in $ value
    Related Controls: (1) Items controlled in 9A101.b are subject to the
    export licensing authority of the U.S. Department of State, Office
    of Defense Trade Controls (see 22 CFR part 121). (2) Engines
    designed or modified for missiles (except engines for non-military
    unmanned air vehicles [UAVs] or remotely piloted vehicles [RPVs]),
    regardless of thrust or specific fuel consumption, are subject to
    the export licensing authority of the U.S. Department of State,
    Office of Defense Trade Controls. (See 22 CFR part 121.)
    Related Definitions: N/A
    Items: a. Engines having both of the following characteristics:
        a.1. Maximum thrust value greater than 1000 N (achieved un-
    installed) excluding civil certified engines with a maximum thrust
    value greater than 8,890 N (achieved un-installed), and
        a.2. Specific fuel consumption of 0.13 kg/N/hr or less (at sea
    level static and standard conditions); or
        b. Engines designed or modified for use in ``missiles''.

    9A104  Sounding rockets, capable of a range of at least 300 km.
    (These items are subject to the export licensing authority of the
    U.S. Department of State, Office of Defense Trade Controls. See 22
    CFR part 121.)

    9A105  Liquid propellant rocket engines. (These items are subject to
    the export licensing authority of the U.S. Department of State,
    Office of Defense Trade Controls. See 22 CFR part 121.)

    9A106  Liquid rocket propulsion systems or components, other than
    those controlled by 9A006, usable in rockets with a range capability
    of 30 Km or greater, as follows (see List of Items Controlled).

    License Requirements

    Reason for Control: MT, AT

                   Control(s)                         Country Chart

    MT applies to entire entry.............  MT Column 1
    AT applies to entire entry.............  AT Column 1

    License Exceptions

    LVS: N/A
    GBS: N/A
    CIV: N/A

    List of Items Controlled

    Unit: Equipment and components in number; parts and accessories in $
    value
    Related Controls: Items described in 9A106.a, .b, and .c are subject
    to the export licensing authority of the U.S. Department of State,
    Office of Defense Trade Controls (See 22 CFR part 121)
    Related Definitions: N/A
    Items: a. Ablative liners for thrust or combustion chambers;
        b. Rocket nozzles;
        c. Thrust vector control sub-systems;

        Technical Note: Examples of methods of achieving thrust vector
    control controlled by 9A106.c includes:
        1. Flexible nozzle;
        2. Fluid or secondary gas injection;
        3. Movable engine or nozzle;
        4. Deflection of exhaust gas steam (jet vanes or probes); or
        5. Thrust tabs.

        d. Liquid and slurry propellant (including oxidizers) control
    systems, and specially designed components therefor, designed or
    modified to operate in vibration environments of more than 10 g rms
    between 20 Hz and 2000 Hz.

        Note: The only servo valves and pumps controlled by 9A106.d, are
    the following:
        a. Servo valves designed for flow rates of 24 liters per minute
    or greater, at an absolute pressure of 7 Mpa or greater, that have
    an actuator response time of less than 100 ms;
        b. Pumps, for liquid propellants, with shaft speeds equal to or
    greater than 8,000 rpm or with discharge pressures equal to or
    greater than 7 Mpa.

    9A107  Solid propellant rocket engines, usable in rockets with a
    range capability of 300 Km or greater, other than those controlled
    by 9A007, having total impulse capacity of 0.841 Mns or greater.
    (These items are subject to the export licensing authority of the
    U.S. Department of State, Office of Defense Trade Controls. See 22
    CFR part 121.)

    9A108  Solid rocket propulsion components, other than those
    controlled by 9A008, usable in rockets with a range capability of
    300 Km or greater. (These items are subject to the export licensing
    authority of the U.S. Department of State, Office of Defense Trade
    Controls. See 22 CFR part 121.)

    9A109  Hybrid rocket motors, usable in rockets with a range
    capability of 300 Km or greater, other than those controlled by
    9A009, and specially designed components therefor. (These items are
    subject to the export licensing authority of the U.S. Department of
    State, Office of Defense Trade Controls. See 22 CFR part 121.)

    9A110  Composite structures, laminates and manufactures thereof,
    other than those controlled by entry 9A010, specially designed for
    use in ``missiles'' or the subsystems controlled by entries 9A005,
    9A007, 9A105.a, 9A106 to 9A108, 9A116 or 9A119, and resin
    impregnated fiber prepregs and metal coated fiber preforms therefor,
    made either with organic matrix or metal matrix utilizing fibrous or
    filamentary reinforcements having a specific tensile strength
    greater than 7.62  x  10\4\ m and a specific modulus greater than
    3.18 x 10\6\ m.

    License Requirements

    Reason for Control: MT, AT

                   Control(s)                         Country Chart

    MT applies to entire entry.............  MT Column 1
    AT applies to entire entry.............  AT Column 1

    License Exceptions

    LVS: N/A
    GBS: N/A
    CIV: N/A

    List of Items Controlled

    Unit: Kilograms
    Related Controls: (1) See also 1A002, 1C010, and 1C210. (2) The only
    resin impregnated fiber prepregs controlled by entry 9A110 are those
    using resins with a glass transition temperature (T<INF>g</INF>),
    after cure, exceeding 418 K (145 deg. C) as determined by ASTM D4065
    or equivalents. (3) ``Composite structures, laminates, and
    manufactures thereof, specially designed for use in missile systems
    are under the licensing authority of the Office of Defense Trade
    Controls, U.S. Department of State, except those specially designed
    for non-military unmanned air vehicles controlled in 9A120
    Related Definitions: N/A
    Items: The list of items controlled is contained in the ECCN heading

    9A111  Pulse jet engines, usable in ``missiles'', and specially
    designed components therefor. (These items are subject to the export
    licensing authority of the U.S. Department of State, Office of
    Defense Trade Controls. See 22 CFR part 121.)

    9A115  Launch support equipment, designed or modified for
    ``missiles''. (These items are subject to the export licensing
    authority of the U.S. Department of State, Office of Defense Trade
    Controls. See 22 CFR part 121.)

    9A116  Reentry vehicles, usable in ``missiles'', and equipment
    designed or modified therefor. (These items are subject to the
    export licensing authority of the U.S. Department of State, Office
    of Defense Trade Controls. See 22 CFR part 121.)

    9A117  Staging mechanisms, separation mechanisms, and interstages,
    usable in ``missiles''. (These items are subject to the export
    licensing authority of the U.S. Department of State, Office of
    Defense Trade Controls. See 22 CFR part 121.)

    9A118  Devices to regulate combustion usable in engines which are
    usable in rockets with a range capability greater than 300 Km or

    [[Page 2549]]

    greater, controlled by 9A011 or 9A111. (These items are subject to
    the export licensing authority of the U.S. Department of State,
    Office of Defense Trade Controls. See 22 CFR part 121.)

    9A119  Individual rocket stages, usable in rockets with a range
    capability greater than 300 Km or greater, other than those
    controlled by 9A005, 9A007, 9A009, 9A105, 9A107 and 9A109. (These
    items are subject to the export licensing authority of the U.S.
    Department of State, Office of Defense Trade Controls. See 22 CFR
    part 121.)

    9A120  Non-military unmanned air vehicle systems (UAVs) and remotely
    piloted vehicles (RPVs) that are capable of a maximum range of at
    least 300 kilometers (km), regardless of payload.

    License Requirements

    Reason for Control: MT, AT

                   Control(s)                         Country Chart

    MT applies to entire entry.............  MT Column 1
    AT applies to entire entry.............  AT Column 1

    License Exceptions

    LVS: N/A
    GBS: N/A
    CIV: N/A

    List of Items Controlled

    Unit: Equipment in number; parts and accessories in $ value
    Related Controls: N/A
    Related Definitions: N/A
    Items: The list of items controlled is contained in the ECCN heading

    9A980  Nonmilitary mobile crime science laboratories; and parts and
    accessories, n.e.s.

    License Requirements

    Reason for Control: CC

                   Control(s)                         Country Chart

    CC applies to entire entry.............  CC Column 1

    License Exceptions

    LVS: N/A
    GBS: N/A
    CIV: N/A

    List of Items Controlled

    Unit: $ value
    Related Controls: N/A
    Related Definitions: N/A
    Items: The list of items controlled is contained in the ECCN heading

    9A990  Diesel engines, n.e.s., and tractors and specially designed
    parts therefor, n.e.s.

    License Requirements

    Reason for Control: AT

                   Control(s)                         Country Chart

    AT applies to entire entry except        AT Column 1
     9A990.a.
    AT applies to 9A990.a only.............  AT Column 2

    License Exceptions

    LVS: N/A
    GBS: N/A
    CIV: N/A

    List of Items Controlled

    Unit: $ value
    Related Controls: N/A
    Related Definitions: N/A
    Items: a. Diesel engines, n.e.s., for trucks, tractors, and
    automotive applications of continuous brake horsepower of 400 BHP
    (298 kW) or greater (performance based on SAE J1349 standard
    conditions of 100 Kpa and 25 deg.)
        b. Off highway wheel tractors of carriage capacity 9 mt (20,000
    lbs) or more; and parts and accessories, n.e.s.
        c. On-Highway tractors, with single or tandem rear axles rated
    for 9 mt per axel (20,000 lbs.) or greater and specially designed
    parts.

    9A991   ``Aircraft'', n.e.s., and gas turbine engines not controlled by
    9A001 or 9A101 and parts and components, n.e.s.

    License Requirements

    Reason for Control: AT, UN

                   Control(s)                         Country Chart

    AT applies to entire entry.............  AT Column 1
    UN applies to 9A991.a..................  Rwanda

    License Exceptions

    LVS: N/A
    GBS: N/A
    CIV: N/A

    List of Items Controlled

    Unit: Number
    Related Controls: N/A
    Related Definitions: N/A
    Items: a. Military aircraft, demilitarized (not specifically
    equipped or modified for military operation), as follows:
        a.1. Cargo, ``C-45 through C-118'' inclusive, and ``C-121,''
        a.2. Trainers, bearing a ``T'' designation and using piston
    engines,
        a.3. Utility, bearing a ``U'' designation and using piston
    engines,
        a.4. Liaison, bearing an ``L'' designation, and
        a.5. Observation, bearing an ``O'' designation and using piston
    engines;
        b. Civil aircraft; and

        Note: Specify make and model of aircraft and type of avionic
    equipment on aircraft.

        c. Aero gas turbine engines, and specially designed parts
    therefor.

        Note: 9A991.c does not control aero gas turbine engines that are
    destined for use in civil ``aircraft'' and that have been in use in
    bona fide civil ``aircraft'' for more than eight years.

        d. Aircraft parts and components, n.e.s.
        e. Pressurized aircraft breathing equipment, n.e.s.; and
    specially designed parts therefor, n.e.s.

    9A992   Complete canopies, harnesses, and platforms and electronic
    release mechanisms therefor, except such types as are in normal
    sporting use.

    License Requirements

    Reason for Control: AT

                   Control(s)                         Country Chart

    AT applies to entire entry.............  AT Column 1

    License Exceptions

    LVS: N/A
    GBS: N/A
    CIV: N/A

    List of Items Controlled

    Unit: Number
    Related Controls: N/A
    Related Definitions: N/A
    Items: The List of Items Controlled is contained in the ECCN heading

    B. Test, Inspection and Production Equipment

    9B001   Specially designed equipment, tooling and fixtures, as follows
    (see List of Items Controlled), for manufacturing or measuring gas
    turbine blades, vanes or tip shroud castings.

    License Requirements

    Reason for Control: NS, MT, AT

                   Control(s)                         Country Chart

    NS applies to entire entry.............  NS Column 1
    MT applies only to equipment for         MT Column 1
     engines that meet the characteristics
     described in 9A001.
    AT applies to entire entry.............  AT Column 1

        License Requirement Notes: See Sec. 743.1 of the EAR for
    reporting requirements for exports under License Exceptions.

    License Exceptions

    LVS: $5000, except N/A for MT
    GBS: Yes, except N/A for MT
    CIV: Yes, except N/A for MT

    List of Items Controlled

    Unit: $ value
    Related Controls: For specially designed production equipment of
    systems, sub-systems and components controlled by 9A005 to 9A009,
    9A011, 9A101, 9A105 to 9A109, 9A111, and 9A116 to 9A119 usable in
    ``missiles'' see 9B115. See also 9B991
    Related Definitions: N/A
    Items: a. Directional solidification or single crystal casting
    equipment;
        b. Ceramic cores or shells;
        c. Ceramic core manufacturing equipment or tools;
        d. Ceramic shell wax pattern preparation equipment.

    9B002   On-line (real time) control systems, instrumentation (including
    sensors) or automated data acquisition and processing equipment,
    specially designed for the ``development'' of gas turbine engines,
    assemblies or components incorporating ``technologies'' controlled by
    9E003.a.

    License Requirements

    Reason for Control: NS, MT, AT

    [[Page 2550]]

                   Control(s)                         Country Chart

    NS applies to entire entry.............  NS Column 1
    MT applies only to equipment for         MT Column 1
     engines that meet the characteristics
     described in 9A001.
    AT applies to entire entry.............  AT Column 1

    License Exceptions

    LVS: $3000, except N/A for MT
    GBS: Yes, except N/A for MT
    CIV: Yes, except N/A for MT

    List of Items Controlled

    Unit: $ value
    Related Controls: N/A
    Related Definitions: N/A
    Items: The list of items controlled is contained in the ECCN heading

    9B003   Equipment specially designed for the ``production'' or test of
    gas turbine brush seals designed to operate at tip speeds exceeding 335
    m/s, and temperatures in excess of 773 K (500 deg.C), and specially
    designed components or accessories therefor.

    License Requirements

    Reason for Control: NS, MT, AT

                   Control(s)                         Country Chart

    NS applies to entire entry.............  NS Column 1
    MT applies only to equipment for         MT Column 1
     engines that meet the characteristics
     described in 9A001.
    AT applies to entire entry.............  AT Column 1

    License Exceptions

    LVS: $5000, except N/A for MT
    GBS: Yes, except N/A for MT
    CIV: Yes, except N/A for MT

    List of Items Controlled

    Unit: $ value
    Related Controls: See also 9B115
    Related Definitions: N/A
    Items: The list of items controlled is contained in the ECCN heading

    9B004  Tools, dies or fixtures for the solid state joining of
    ``superalloy'', titanium or intermetallic airfoil-to-disk combinations
    described in 9E003.a.3 or 9E003.a.6 for gas turbines.

    License Requirements

    Reason for Control: NS, MT, AT

                   Control(s)                         Country Chart

    NS applies to entire entry.............  NS Column 1
    MT applies only to equipment for         MT Column 1
     engines that meet the characteristics
     described in 9A001.
    AT applies to entire entry.............  AT Column 1

    License Exceptions

    LVS: $3000, except N/A for MT
    GBS: Yes, except N/A for MT
    CIV: Yes, except N/A for MT

    List of Items Controlled

    Unit: Number
    Related Controls: N/A
    Related Definitions: N/A
    Items: The list of items controlled is contained in the ECCN heading

    9B005  On-line (real time) control systems, instrumentation (including
    sensors) or automated data acquisition and processing equipment,
    specially designed for use with any of the following wind tunnels or
    devices (see List of Items Controlled).

    License Requirements

    Reason for Control: NS, MT, AT

                   Control(s)                         Country Chart

    NS applies to entire entry.............  NS Column 1
    MT applies to entire entry.............  MT Column 1
    AT applies to entire entry.............  AT Column 1

    License Exceptions

    LVS: N/A
    GBS: N/A
    CIV: N/A

    List of Items Controlled

    Unit: $ value
    Related Controls: See also 9B105
    Related Definitions: N/A
    Items: a. Wind tunnels designed for speeds of Mach 1.2 or more,
    except those specially designed for educational purposes and having
    a test section size (measured laterally) of less than 250 mm;

        Technical Note: Test section size in 9B005.a means the diameter
    of the circle, or the side of the square, or the longest side of the
    rectangle, at the largest test section location.

        b. Devices for simulating flow-environments at speeds exceeding
    Mach 5, including hot-shot tunnels, plasma arc tunnels, shock tubes,
    shock tunnels, gas tunnels and light gas guns; or
        c. Wind tunnels or devices, other than two-dimensional sections,
    capable of simulating Reynolds number flows exceeding
    25 x 10<SUP>6</SUP>.

    9B006  Acoustic vibration test equipment capable of producing sound
    pressure levels of 160 Db or more (referenced to 20 uPa) with a rated
    output of 4 kW or more at a test cell temperature exceeding 1,273 K
    (1,000  deg.C), and specially designed quartz heaters therefor.

    License Requirements

    Reason for Control: NS, AT

                   Control(s)                         Country Chart

    NS applies to entire entry.............  NS Column 2
    AT applies to entire entry.............  AT Column 1

    License Exceptions

    LVS: $3000
    GBS: Yes
    CIV: Yes

    List of Items Controlled

    Unit: Number
    Related Controls: See also 9B106. Note that some items in 9B006 may
    also be controlled under 9B106
    Related Definitions: N/A
    Items: The list of items controlled is contained in the ECCN heading

    9B007  Equipment specially designed for inspecting the integrity of
    rocket motors using non-destructive test (NDT) techniques other than
    planar X-ray or basic physical or chemical analysis.

    License Requirements

    Reason for Control: NS, MT, AT

                   Control(s)                         Country Chart

    NS applies to entire entry.............  NS Column 1
    MT applies to entire entry.............  MT Column 1
    AT applies to entire entry.............  AT Column 1

    License Exceptions

    LVS: N/A
    GSB N/A
    CIV: N/A

    List of Items Controlled

    Unit: Number
    Related Controls: N/A
    Related Definitions: N/A
    Items: The list of items controlled is contained in the ECCN heading

    9B008  Transducers specially designed for the direct measurement of the
    wall skin friction of the test flow with a stagnation temperature
    exceeding 833 K (560  deg.C).

    License Requirements

    Reason for Control: NS, AT

                   Control(s)                         Country Chart

    NS applies to entire entry.............  NS Column 2
    AT applies to entire entry.............  AT Column 1

    License Exceptions

    LVS: $5000
    GSB N/A
    CIV: N/A

    List of Items Controlled

    Unit: Number
    Related Controls: N/A
    Related Definitions: N/A
    Items: The list of items controlled is contained in the ECCN heading

    9B009  Tooling specially designed for producing turbine engine powder
    metallurgy rotor components capable of operating at stress levels of
    60% of ultimate tensile strength (UTS) or more and metal temperatures
    of 873 K (600  deg.C) or more.

    License Requirements

    Reason for Control: NS, AT

                   Control(s)                         Country Chart

    NS applies to entire entry.............  NS Column 2
    AT applies to entire entry.............  AT Column 1

    License Exceptions

    LVS: $5000
    GBS: N/A
    CIV: N/A

    List of Items Controlled

    Unit: Equipment in number; parts and accessories in $ value
    Related Controls: N/A
    Related Definitions: N/A
    Items: The list of items controlled is contained in the ECCN heading

    [[Page 2551]]

    9B105  Wind tunnels for speeds of Mach 0.9 or more, usable for
    ``missiles'' and their subsystems.

    License Requirements

    Reason for Control: MT, AT

                   Control(s)                         Country Chart

    MT applies to entire entry.............  MT Column 1
    AT applies to entire entry.............  AT Column 1

    License Exceptions
    LVS: N/A
    GBS: N/A
    CIV: N/A

    List of Items Controlled

    Unit: $ value
    Related Controls: See also 9B005
    Related Definitions: N/A
    Items: The list of items controlled is contained in the ECCN heading

    9B106  Environmental chambers and anechoic chambers, as follows (see
    List of Items Controlled).

    License Requirements

    Reason for Control: MT, AT

                   Control(s)                         Country Chart

    MT applies to entire entry.............  MT Column 1
    AT applies to entire entry.............  AT Column 1

    License Exceptions

    LVS: N/A
    GBS: N/A
    CIV: N/A

    List of Items Controlled

    Unit: $ value
    Related Controls: N/A
    Related Definitions: N/A
    Items: a. Environmental chambers capable of simulating the following
    flight conditions:
        a.1. Altitudes of 15,000 m or greater; or
        a.2. Temperature of at least 223 K (-50 deg. C) to 398 K (+
    125 deg. C) and vibration environments of 10 g rms or greater
    between 20 Hz and 2,000 Hz and imparting forces of 5 Kn or greater.
        b. Anechoic chambers capable of simulating the following flight
    conditions:
        b.1. Altitudes of 15,000 m or greater; or
        b.2. Temperature of at least 223 K (50 deg. C) to 398 K (+
    125 deg. C) and acoustic environments at an overall sound pressure
    level of 140 Db or greater (referenced to 20 microPa) or with a
    rated power output of 4 kW or greater.

    9B115  Specially designed ``production equipment'' for the systems,
    sub-systems and components controlled by 9A005 to 9A009, 9A011,
    9A101, 9A105 to 9A109, 9A111, 9A116 to 9A119. (These items are
    subject to the export licensing authority of the U.S. Department of
    State, Office of Defense Trade Controls. See 22 CFR part 121.)

    9B116  Specially designed ``production facilities'' for the systems,
    sub-systems, and components controlled by 9A004 to 9A009, 9A011,
    9A101, 9A104 to 9A109, 9A111, 9A116 to 9A119. (These items are
    subject to the export licensing authority of the U.S. Department of
    State, Office of Defense Trade Controls. See 22 CFR part 121.)

    9B117  Test benches and test stands for solid or liquid propellant
    rockets or rocket motors, having either of the following
    characteristics (see List of Items Controlled).

    License Requirements

    Reason for Control: MT, AT

                   Control(s)                         Country Chart

    MT applies to entire entry.............  MT Column 1
    AT applies to entire entry.............  AT Column 1

    License Exceptions

    LVS: N/A
    GBS: N/A
    CIV: N/A

    List of Items Controlled

    Unit: $ value
    Related Controls: See also 9B990
    Related Definitions: N/A
    Items: a. The capacity to handle more than 90 Kn of thrust; or
        b. Capable of simultaneously measuring the three axial thrust
    components.

    9B990  Vibration test equipment and specially designed parts and
    components, n.e.s.

    License Requirements

    Reason for Control: AT

                   Control(s)                         Country Chart

    AT applies to entire entry.............  AT Column 1

    License Exceptions

    LVS: N/A
    GBS: N/A
    CIV: N/A

    List of Items Controlled

    Unit: $ value
    Related Controls: N/A
    Related Definitions: N/A
    Items: The list of items controlled is contained in the ECCN heading

    9B991  Specially designed equipment, tooling or fixtures, not
    controlled by 9B001, as described in the List of Items Controlled, for
    manufacturing or measuring gas turbine blades, vanes or tip shroud
    castings.

    License Requirements

    Reason for Control: AT

                   Control(s)                         Country Chart

    AT applies to entire entry.............  AT Column 1

    License Exceptions

    LVS: N/A
    GBS: N/A
    CIV: N/A

    List of Items Controlled

    Unit: $ value
    Related Controls: N/A
    Related Definitions: N/A
    Items: a. Automated equipment using non-mechanical methods for
    measuring airfoil wall thickness;
        b. Tooling, fixtures or measuring equipment for the ``laser'',
    water jet or ECM/EDM hole drilling processes controlled by 9E003.c;
        c. Ceramic core leaching equipment;
        d. Ceramic shell burn out or firing equipment.

    C. Materials [Reserved]

    D. Software

    9D001  ``Software'' required for the ``development'' of equipment or
    ``technology'' controlled by 9A (except 9A018, 9A990 or 9A991), 9B
    (except 9B990 or 9B991) or 9E003.

    License Requirements

    Reason for Control: NS, MT, AT

                   Control(s)                         Country Chart

    NS applies to ``software'' for items     NS Column 1
     controlled by 9A001 to 9A003, 9B001 to
     9B009, 9E003.
    MT applies to ``software'' for           MT Column 1
     equipment controlled by 9A001, 9A101,
     9A106, 9A110, 9A120, 9B001, 9B002,
     9B003, 9B004, 9B005, 9B007, 9B105,
     9B106, 9B116, and 9B117 for MT reasons.
    AT applies to entire entry.............  AT Column 1

        License Requirement Notes: See Sec. 743.1 of the EAR for
    reporting requirements for exports under License Exceptions.

    License Exceptions

    CIV: N/A
    TSR: N/A

    List of Items Controlled

    Unit: $ value
    Related Controls: (1) See also 9D101. (2) ``Software'' ``required''
    for the ``development'' of items controlled by 9A004 is subject to
    the export licensing authority of the U.S. Department of State,
    Office of Defense Trade Controls. (See 22 CFR part 121.) (3)
    ``Software'' ``required'' for the ``development'' of equipment or
    ``technology'' subject to the export licensing authority of the U.S.
    Department of State, Office of Defense Trade Controls is also
    subject to the same licensing jurisdiction. (See 22 CFR part 121.)
    Related Definitions: N/A
    Items: The list of items controlled is contained in the ECCN heading

    9D002  ``Software'' required for the ``production'' of equipment
    controlled by 9A (except 9A018, 9A990 or 9A991) or 9B (except 9B990 or
    9B991).

    License Requirements

    Reason for Control: NS, MT, AT

    [[Page 2552]]

                   Control(s)                         Country Chart

    NS applies to ``software'' for           NS Column 1
     equipment controlled by 9A001 to 9A003
     or 9B001 to 9B009.
    MT applies to ``software'' for           MT Column 1
     equipment controlled by 9A001, 9A101,
     9A106, 9A110, 9A120, 9B001, 9B002,
     9B003, 9B004, 9B005, 9B007 9B105,
     9B106, 9B116, and 9B117 for MT reasons.
    AT applies to entire entry.............  AT Column 1

        License Requirement Notes: See Sec. 743.1 of the EAR for
    reporting requirements for exports under License Exceptions.

    License Exceptions

    CIV: N/A
    TSR: N/A

    List of Items Controlled

    Unit: $ value
    Related Controls: (1) ``Software'' ``required'' for the
    ``production'' of items controlled by 9A004 is subject to the export
    licensing authority of the U.S. Department of State, Office of
    Defense Trade Controls. (See 22 CFR part 121.) (2) ``Software''
    ``required'' for the ``production'' of equipment or ``technology''
    subject to the export licensing authority of the U.S. Department of
    State, Office of Defense Trade Controls is also subject to the same
    licensing jurisdiction. (See 22 CFR part 121.)
    Related Definitions: N/A
    Items: The list of items controlled is contained in the ECCN heading

    9D003  ``Software'' required for the ``use'' of full authority digital
    electronic engine controls (FADEC) for propulsion systems controlled by
    9A (except 9A018, 9A990 or 9A991) or equipment controlled by 9B (except
    9B990 or 9B991), as follows (see List of Items Controlled).

    License Requirements

    Reason for Control: NS, MT, AT

                   Control(s)                         Country Chart

    NS applies to ``software'' for ``use''   NS Column 1
     of FADEC for equipment controlled by
     9A001 to 9A003.
    MT applies to ``software'' required for  MT Column 1
     the ``use'' of FADEC for gas turbine
     engines controlled by 9A101, 9A106, or
     9A110.
    AT applies to entire entry.............  AT Column 1

    License Exceptions

    CIV: Yes, except N/A for MT
    TSR: Yes, except N/A for MT

    List of Items Controlled

    Unit: $ value
    Related Controls: (1) See also 9D103. (2) ``Software'' ``required''
    for the ``use'' of items controlled by 9A004 is subject to the
    export licensing authority of the U.S. Department of State, Office
    of Defense Trade Controls. (See 22 CFR part 121.) (3) ``Software''
    ``required'' for the ``use'' of equipment or ``technology'' subject
    to the export licensing authority of the U.S. Department of State,
    Office of Defense Trade Controls is also subject to the same
    licensing jurisdiction. (See 22 CFR part 121.)
    Related Definitions: N/A
    Items: a. ``Software'' in digital electronic controls for propulsion
    systems, aerospace test facilities or air breathing aero-engine test
    facilities;
        b. Fault-tolerant ``software'' used in ``FADEC'' systems for
    propulsion systems and associated test facilities.

    9D004  Other ``software'', as follows (see List of Items Controlled).

    License Requirements

    Reason for Control: NS, MT, AT

                   Control(s)                         Country Chart

    NS applies to entire entry.............  NS Column 1
    MT applies to entire entry.............  MT Column 1
    AT applies to entire entry.............  AT Column 1

    License Exceptions

    CIV: N/A
    TSR: N/A

    List of Items Controlled

    Unit: $ value
    Related Controls: N/A
    Related Definitions: N/A
    Items: a. 2D or 3D viscous ``software'' validated with wind tunnel
    or flight test data required for detailed engine flow modelling;
        b. ``Software'' for testing aero gas turbine engines, assemblies
    or components, specially designed to collect, reduce and analyze
    data in real time, and capable of feedback control, including the
    dynamic adjustment of test articles or test conditions, as the test
    is in progress;
        c. ``Software'' specially designed to control directional
    solidification or single crystal casting;
        d. ``Software'' in ``source code'', ``object code'' or machine
    code required for the ``use'' of active compensating systems for
    rotor blade tip clearance control.

        Note: 9D004.d does not control ``software'' embedded in
    uncontrolled equipment or required for maintenance activities
    associated with the calibration or repair or updates to the active
    compensating clearance control system.

    9D018  ``Software'' for the ``use'' of equipment controlled by 9A018.

    License Requirements

    Reason for Control: NS, RS, AT

                   Control(s)                         Country Chart

    NS applies to entire entry.............  NS Column 1
    RS applies to 9A018.a and .b...........  RS Column 2
    AT applies to entire entry.............  AT Column 1

    License Exceptions

    CIV: N/A
    TSR: Yes for Australia, Japan, New Zealand, and NATO only

    List of Items Controlled

    Unit: $ value
    Related Controls: N/A
    Related Definitions: N/A
    Items: The list of items controlled is contained in the ECCN heading

    9D101  ``Software'' specially designed for the ``use'' of goods
    controlled by 9B105, 9B106, 9B116 or 9B117.

    License Requirements

    Reason for Control: MT, AT

                   Control(s)                         Country Chart

    MT applies to entire entry.............  MT Column 1
    AT applies to entire entry.............  AT Column 1

    License Exceptions

    CIV: N/A
    TSR: N/A

    List of Items Controlled

    Unit: $ value
    Related Controls: N/A
    Related Definitions: N/A
    Items: The list of items controlled is contained in the ECCN heading

    9D102  ``Software'' specially designed for the ``use'' of items
    controlled by 9A101, 9A106, 9A110, and 9A120.

    License Requirements

    Reason for Control: MT, AT

                   Control(s)                         Country Chart

    MT applies to entire entry.............  MT Column 1
    AT applies to entire entry.............  AT Column 1

    License Exceptions

    CIV: N/A
    TSR: N/A

    List of Items Controlled

    Unit: $ value
    Related Controls: ``Software'' for items controlled by 9A115 are
    subject to the export licensing authority of the U.S. Department of
    State, Office of Defense Trade Controls (see 22 CFR part 121)
    Related Definitions: N/A
    Items: The list of items controlled is contained in the ECCN heading

    9D103  ``Software'' specially designed for modelling, simulation or
    design integration of ``missiles'', or the subsystems controlled by
    9A005, 9A007, 9A105.a, 9A106, 9A108, 9A116 or 9A119. (This entry is
    subject to the export licensing authority of the U.S. Department of
    State, Office of Defense Trade Controls. See 22 CFR part 121.)

    9D990  ``Software'', n.e.s., for the ``development'' or ``production''
    of equipment controlled by 9A990 or 9B990.

    License Requirements

    Reason for Control: AT

                   Control(s)                         Country Chart

    AT applies to ``software'' for           AT Column 1
     equipment under 9A990 except 9A990.a.

    [[Page 2553]]

    AT applies to ``software'' for           AT Column 2
     equipment under 9A990.a only.

    License Exceptions

    CIV: N/A
    TSR: N/A

    List of Items Controlled

    Unit: $ value
    Related Controls: N/A
    Related Definitions: N/A
    Items: The list of items controlled is contained in the ECCN heading

    9D991  ``Software'', for the ``development'' or ``production'' of
    equipment controlled by 9A991 or 9B991.

    License Requirements

    Reason for Control: AT

                   Control(s)                         Country Chart

    AT applies to entire entry.............  AT Column 1

    License Exceptions

    CIV: N/A
    TSR: N/A

    List of Items Controlled

    Unit: $ value
    Related Controls: N/A
    Related Definitions: N/A
    Items: The list of items controlled is contained in the ECCN heading

    E. Technology

        Note: ``Development'' or ``production'' ``technology''
    controlled by 9E001 to 9E003 for gas turbine engines remains
    controlled when used as ``use'' ``technology'' for repair, rebuild
    and overhaul. Excluded from control are: technical data, drawings or
    documentation for maintenance activities directly associated with
    calibration, removal or replacement of damaged or unserviceable line
    replaceable units, including replacement of whole engines or engine
    modules.

    9E001   ``Technology'' according to the General Technology Note for the
    ``development'' of equipment or ``software'' controlled by 9A001.c,
    9A004 to 9A011, 9B (except 9B990 or 9B991), or 9D (except 9D990 or
    9D991).

    License Requirements

    Reason for Control: NS, MT, AT

                   Control(s)                         Country Chart

    NS applies to ``technology'' for items   NS Column 1
     controlled by 9A001.c, 9B001 to 9B009,
     9D001 to 9D004.
    MT applies to ``technology'' for items   MT Column 1
     controlled by 9B001, 9B002, 9B003,
     9B004 9B005, 9B007, 9B105, 9B106,
     9B116, 9B117, 9D001, 9D002, 9D003, and
     9D004 for MT reasons.
    AT applies to entire entry.............  AT Column 1

        License Requirement Notes: See Sec. 743.1 of the EAR for
    reporting requirements for exports under License Exceptions.

    License Exceptions

    CIV: N/A
    TSR: N/A

    List of Items Controlled

    Unit: N/A
    Related Controls: (1) See also 9E101 and 1E002.f (for controls on
    ``technology'' for the repair of controlled structures, laminates or
    materials). (2) The ``technology'' required for the ``development''
    of equipment controlled by 9A004 is subject to the export licensing
    authority of the U.S. Department of State, Office of Defense Trade
    Controls. (See 22 CFR part 121.) (3) ``Technology'', required for
    the ``development'' of equipment or ``software'' subject to the
    export licensing authority of the U.S. Department of State, Office
    of Defense Trade Controls, is also subject to the same licensing
    jurisdiction. (See 22 CFR part 121)
    Related Definitions: ``Development'' or ``production''
    ``technology'' controlled by 9E for gas turbine engines remains
    controlled when used as ``use'' ``technology'' for repair, rebuild
    and overhaul. Excluded from control are: technology, drawings or
    documentation for maintenance activities directly associated with
    calibration, removal or replacement of damaged or unserviceable line
    replaceable units, including replacement of whole engines or engine
    modules
    Items: The list of items controlled is contained in the ECCN heading

    9E002   ``Technology'' according to the General Technology Note for the
    ``production'' of equipment controlled by 9A001.c, 9A004 to 9A011 or 9B
    (except 9B990 or 9B991).

    License Requirements

    Reason for Control: NS, MT, AT

                   Control(s)                         Country Chart

    NS applies to entire entry.............  NS Column 1
    MT applies to ``technology'' for         MT Column 1
     equipment controlled by 9B001, 9B002,
     9B003, 9B004, 9B005, 9B007, 9B105,
     9B106, 9B116, and 9B117 for MT reasons.
    AT applies to entire entry.............  AT Column 1

        License Requirement Notes: See Sec. 743.1 of the EAR for
    reporting requirements for exports under License Exceptions.

    License Exceptions

    CIV: N/A
    TSR: N/A

    List of Items Controlled

    Unit: N/A
    Related Controls: (1) See also 9E102. (2) The ``technology''
    required for the ``development'' of equipment controlled by 9A004 is
    subject to the export licensing authority of the U.S. Department of
    State, Office of Defense Trade Controls. (See 22 CFR part 121.) (3)
    ``Technology'', required for the ``development'' of equipment or
    ``software'' subject to the export licensing authority of the U.S.
    Department of State, Office of Defense Trade Controls, is also
    subject to the same licensing jurisdiction. (See 22 CFR part 121)
    Related Definitions: N/A
    Items: The list of items controlled is contained in the ECCN heading

    9E003   Other ``technology'', as follows (see List of Items
    Controlled).

    License Requirements

    Reason for Control: NS, SI, AT

                   Control(s)                         Country Chart

    NS applies to entire entry.............  NS Column 1
    SI applies to 9E003.a.1 through a.12 and f. See Sec.  742.14 of the EAR
     for additional information..
    AT applies to entire entry.............  AT Column 1

        License Requirement Notes: See Sec. 743.1 of the EAR for
    reporting requirements for exports under License Exceptions

    License Exceptions

    CIV: N/A
    TSR: N/A
    List of Items Controlled

    Unit: N/A
    Related Controls: (1) Hot section ``technology'' specifically
    designed, modified, or equipped for military uses or purposes, or
    developed principally with U.S. Department of Defense funding, is
    subject to the licensing authority of the U.S. Department of State.
    (2) ``Technology'' is subject to the EAR when actually applied to a
    commercial aircraft engine program. Exporters may seek to establish
    commercial application either on a case-by-case basis through
    submission of documentation demonstrating application to a
    commercial program in requesting an export license from the
    Department Commerce in respect to a specific export, or in the case
    of use for broad categories of aircraft, engines, or components, a
    commodity jurisdiction determination from the Department of State.
    Related Definitions: N/A

    Items: a. ``Technology'' ``required'' for the ``development'',
    ``production'', or overhaul of the following commercial aircraft
    engines, components or systems:
        a.1. Gas turbine blades, vanes or tip shrouds made from
    directionally solidified (DS) or single crystal (SC) alloys having
    (in the 001 Miller Index Direction) a stress-rupture life exceeding
    400 hours at 1,273 K (1,000 deg. C) at a stress of 200 MPa, based on
    the average property values;
        a.2. Multiple domed combustors operating at average burner
    outlet temperatures exceeding 1,643 K (1,370 deg. C) or combustors
    incorporating thermally decoupled combustion liners, non-metallic
    liners or non-metallic shells;
        a.3. Components manufactured from organic ``composite''
    materials designed to operate above 588 K (315 deg. C), or from
    metal ``matrix'' ``composite'', ceramic ``matrix'', intermetallic or
    intermetallic reinforced materials controlled by 1A002 or 1C007;
        a.4. Uncooled turbine blades, vanes, tip-shrouds or other
    components designed to

    [[Page 2554]]

    operate at gas path temperatures of 1,323 K (1,050 deg. C) or more;
        a.5. Cooled turbine blades, vanes or tip-shrouds, other than
    those described in 9E003.a.1, exposed to gas path temperatures of
    1,643 K (1,370 deg.C) or more;
        a.6. Airfoil-to-disk blade combinations using solid state
    joining;
        a.7. Gas turbine engine components using ``diffusion bonding''
    ``technology'' controlled by 2E003.b;
        a.8. Damage tolerant gas turbine engine rotating components
    using powder metallurgy materials controlled by 1C002.b;
        a.9. Full authority digital electronic engine control (FADEC)
    for gas turbine and combined cycle engines and their related
    diagnostic components, sensors and specially designed components;
        a.10. Adjustable flow path geometry and associated control
    systems for:
        a.10.a. Gas generator turbines;
        a.10.b. Fan or power turbines;
        a.10.c. Propelling nozzles;

        Notes: 1. Adjustable flow path geometry and associated control
    systems do not include inlet guide vanes, variable pitch fans,
    variable stators or bleed valves for compressors.
        2. 9E003.a.10 does not control ``development'' or ``production''
    ``technology'' for adjustable flow path geometry for reverse thrust.

        a.11. Rotor blade tip clearance control systems employing active
    compensating casing ``technology'' limited to a design and
    development data base; or
        a.12 Gas bearing for gas turbine engine rotor assemblies;
        a.13. Wide chord hollow fan blades without part-span support;
        b. ``Technology'' ``required'' for the ``development'' or
    ``production'' of any of the following:
        b.1. Wind tunnel aero-models equipped with non-intrusive sensors
    capable of transmitting data from the sensors to the data
    acquisition system; or
        b.2. ``Composite'' propeller blades or propfans capable of
    absorbing more than 2,000 kW at flight speeds exceeding Mach 0.55;
        c. ``Technology'' ``required'' for the ``development'' or
    ``production'' of gas turbine engine components using ``laser'',
    water jet, ECM or EDM hole drilling processes to produce holes
    having any of the following sets of characteristics:
        c.1. All of the following:
        c.1.a. Depths more than four times their diameter;
        c.1.b. Diameters less than 0.76 mm; and
        c.1.c. Incidence angles equal to or less than 25 deg.; or
        c.2. All of the following:
        c.2.a. Depths more than five times their diameter;
        c.2.b. Diameters less than 0.4 mm; and
        c.2.c. Incidence angles of more than 25 deg.;

        Technical Note: For the purposes of 9E003.c, incidence angle is
    measured from a plane tangential to the airfoil surface at the point
    where the hole axis enters the airfoil surface.

        d. ``Technology'' ``required'' for the ``development'' or
    ``production'' of helicopter power transfer systems or tilt rotor or
    tilt wing ``aircraft'' power transfer systems:
        d.1. Capable of loss-of-lubrication operation for 30 minutes or
    more; or
        d.2. Having an input power-to-weight ratio equal to or more than
    8.87 kW/kg;
        e.1. ``Technology'' for the ``development'' or ``production'' of
    reciprocating diesel engine ground vehicle propulsion systems having
    all of the following:
        e.1.a. A box volume of 1.2 m\3\ or less;
        e.1.b. An overall power output of more than 750 kW based on 80/
    1269/EEC, ISO 2534 or national equivalents; and
        e.1.c. A power density of more than 700 kW/m\3\ of box volume;

        Technical Note: Box volume: the product of three perpendicular
    dimensions measured in the following way:
        Length: The length of the crankshaft from front flange to
    flywheel face;
        Width: The widest of the following:
        a. The outside dimension from valve cover to valve cover;
        b. The dimensions of the outside edges of the cylinder heads; or
        c. The diameter of the flywheel housing;
        Height: The largest of the following:
        a. The dimension of the crankshaft center-line to the top plane
    of the valve cover (or cylinder head) plus twice the stroke; or
        b. The diameter of the flywheel housing.

        e.2. ``Technology'' ``required'' for the ``production'' of
    specially designed components, as follows, for high output diesel
    engines:
        e.2.a. ``Technology'' ``required'' for the ``production'' of
    engine systems having all of the following components employing
    ceramics materials controlled by 1C007:
        e.2.a.1. Cylinder liners;
        e.2.a.2. Pistons;
        e.2.a.3. Cylinder heads; and
        e.2.a.4. One or more other components (including exhaust ports,
    turbochargers, valve guides, valve assemblies or insulated fuel
    injectors);
        e.2.b. ``Technology'' ``required'' for the ``production'' of
    turbocharger systems, with single-stage compressors having all of
    the following:
        e.2.b.1. Operating at pressure ratios of 4:1 or higher;
        e.2.b.2. A mass flow in the range from 30 to 130 kg per minute;
    and
        e.2.b.3. Variable flow area capability within the compressor or
    turbine sections;
        e.2.c. ``Technology'' ``required'' for the ``production'' of
    fuel injection systems with a specially designed multifuel (e.g.,
    diesel or jet fuel) capability covering a viscosity range from
    diesel fuel (2.5 cSt at 310.8 K (37.8 deg.C)) down to gasoline fuel
    (0.5 cSt at 310.8 K (37.8 deg.C)), having both of the following:
        e.2.c.1. Injection amount in excess of 230 mm<SUP>3</SUP> per
    injection per cylinder; and
        e.2.c.2. Specially designed electronic control features for
    switching governor characteristics automatically depending on fuel
    property to provide the same torque characteristics by using the
    appropriate sensors;
        e.3. ``Technology'' ``required'' for the ``development'' or
    ``production'' of high output diesel engines for solid, gas phase or
    liquid film (or combinations thereof) cylinder wall lubrication,
    permitting operation to temperatures exceeding 723 K (450 deg.C),
    measured on the cylinder wall at the top limit of travel of the top
    ring of the piston.
        f. ``Technology'' not otherwise controlled in 9E003.a.1 through
    a.12 and currently used in the ``development'', ``production'', or
    overhaul of hot section parts and components of civil derivatives of
    military engines controlled on the U.S. Munitions List.

    9E018  ``Technology'' for the ``development'', ``production'', or
    ``use'' of equipment controlled by 9A018.

    License Requirements

    Reason for Control: NS, RS, AT

                   Control(s)                         Country Chart

    NS applies to entire entry.............  NS Column 1
    RS applies to 9A018.a and .b...........  RS Column 2
    AT applies to entire entry.............  AT Column 1

    License Exceptions

    CIV: N/A
    TSR: Yes for Australia, Japan, New Zealand, and NATO only

    List of Items Controlled

    Unit: N/A
    Related Controls: N/A
    Related Definitions: N/A
    Items: The list of items controlled is contained in the ECCN heading

    9E101  ``Technology'' according to the General Technology Note for the
    ``development'' or ``production'' of goods controlled by 9A101, 9A104
    to 9A111 or 9A115 to 9A120.

    License Requirements

    Reason for Control: MT, AT

                   Control(s)                         Country Chart

    MT applies to entire entry.............  MT Column 1
    AT applies to entire entry.............  AT Column 1

    License Exceptions

    CIV: N/A
    TSR: N/A

    List of Items Controlled

    Unit: N/A
    Related Controls: ``Technology'' controlled by 9E101 for items in
    9A101.b, 9A104, 9A105, to 9A109, 9A110 that are specially designed
    for use in missile systems and subsystems, 9A111, 9A115, and 9A116
    to 9A120 are subject to the export licensing authority of the U.S.
    Department of State, Office of Defense Trade Controls (see 22 CFR
    part 121)
    Related Definitions: N/A
    Items: The list of items controlled is contained in the ECCN heading

    9E102  ``Technology'' according to the General Technology Note for the
    ``use'' of goods controlled by 9A004 to 9A011, 9A101, 9A104 to 9A111,
    9A115 to 9A120, 9B105, 9B106, 9B115, 9B116, 9B117, 9D101 or 9D103.

    License Requirements

    Reason for Control: MT, AT

    [[Page 2555]]

                   Control(s)                         Country Chart

    MT applies to entire entry.............  MT Column 1
    AT applies to entire entry.............  AT Column 1

    License Exceptions

    CIV: N/A
    TSR: N/A

    List of Items Controlled

    Unit: N/A
    Related Controls: (1) For the purpose of this entry, ``use''
    ``technology'' is limited to items controlled for MT reasons. (2)
    ``Technology'' controlled by 9E102 for items subject to the export
    licensing jurisdiction of the Department of State in 9A004 to 9A011,
    9A101.b, 9A104 to 9A109, 9A110 that are specially designed for use
    in missile systems and subsystems, 9A111, 9A115, 9A116 to 9A120, and
    9D103 are subject to the export licensing authority of the U.S.
    Department of State, Office of Defense Trade Controls (see 22 CFR
    part 121)
    Related Definitions: N/A
    Items: The list of items controlled is contained in the ECCN heading

    9E990  ``Technology'', n.e.s., for the ``development'' or
    ``production'' or ``use'' of equipment controlled by 9A990 or 9B990.

    License Requirements

    Reason for Control: AT

                   Control(s)                         Country Chart

    AT applies to ``technology'' for         AT Column 1
     equipment under 9A990 and 9B990 except
     9A990.a.
    AT applies to ``technology'' for         AT Column 2
     equipment under 9A990.a only.

    License Exceptions

    CIV: N/A
    TSR: N/A

    List of Items Controlled

    Unit: $ value
    Related Controls: N/A
    Related Definitions: N/A
    Items: The list of items controlled is contained in the ECCN heading

    9E991  ``Technology'', for the ``development'', ``production'' or
    ``use'' of equipment controlled by 9A991 or 9B991.

    License Requirements

    Reason for Control: AT

                   Control(s)                         Country Chart

    AT applies to entire entry.............  AT Column 1

    License Exceptions

    CIV: N/A
    TSR: N/A

    List of Items Controlled

    Unit: $ value
    Related Controls: N/A
    Related Definitions: N/A
    Items: The list of items controlled is contained in the ECCN heading

    EAR99  Items subject to the EAR that are not elsewhere specified in
    this CCL Category or in any other category in the CCL are designated by
    the number EAR99.

        Dated: December 23, 1997.
    R. Roger Majak,
    Assistant Secretary for Export Administration.
    [FR Doc. 98-1 Filed 1-14-98; 8:45 am]
    BILLING CODE 3510-33-P

    [End Interim Rule]