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16 January 1998: Link to BXA rule on implementing the Wassenaar Arrangement

29 May 1997
Source: Paper document from Greg Broiles: http://www.parrhesia.com.

For background see ACDA statements on arms export controls and the Wassenaar Arrangement, and the Export Adminsitration Regulations (EAR).

UNITED STATES ARMS CONTROL AND DISARMAMENT AGENCY

> > Washington, D.C. 20451

> April 25, 1997
> ACDA No. 97023

Greg Broiles
P.O. Box 897
Oakland, CA 94604

Dear Mr. Broiles:

Per your request, I have enclosed the Wassenaar Arrangement List of Dual-Use Goods and Technologies and Munitions List.

> Sincerely,

> [Signature]

> Michael S. Coffee
> Office of the General Counsel

Enclosure

[1]

## THE WASSENAAR ARRANGEMENT

ON

EXPORT CONTROLS FOR CONVENTIONAL ARMS AND

DUAL-USE GOODS AND TECHNOLOGIES

## LIST OF DUAL-USE GOODS AND

## TECHNOLOGIES

## AND

## MUNITIONS LIST

SUBMITTED TO THE

## PLENARY MEETING

## IN VIENNA

11th and 12th July, 1996

U.S. ARMS CONTROL AND DISARMAMENT AGENCY
Declass/Release (x) in whole ( ) in part
by F. Smith Date APR 25 1997

Note: The entire document is available as a single file:

Uncompressed (496K): http://jya.com/wa/walists.htm

Compressed (121K): http://jya.com/wa/walists.zip

[2]

###

TABLE OF CONTENTS

LIST OF DUAL-USE GOODS AND TECHNOLOGIES | Page

> General Technology and General Software Notes

> 3

> Category 1 Advanced Materials (42K)

> 4

> Category 2 Materials Processing (59K)

> 21

> Category 3 Electronics (36K)

> 44

> Category 4 Computers (29K)

> 58

> Category 5 - Part 1 Telecommunications (17K)

> 69

> Category 5 - Part 2 "Information Security" (8K)

> 76

> Category 6 Sensors and "Lasers" (61K)

> 79

> Category 7 Navigation and Avionics (16K)

> 105

> Category 8 Marine (20K)

> 111

> Category 9 Propulsion (24K)

> 119

> Annex 1 (32K)

> 127

> Annex 2 (14K)

> 134

MUNITIONS LIST (61K) |

> General Technology Note

> 137

> Items 1 to 22

> 138

DEFINITIONS OF TERMS USED IN THESE LISTS (62K) | 170
ACRONYMS AND ABBREVIATIONS USED IN THESE LISTS (7K) | 195
STATEMENTS OF UNDERSTANDING AND VALIDITY NOTES (9K) | 197

These lists reflect the agreements recorded in Appendix 5 to the Initial Elements dated 19th December, 1995, and appropriate drafting changes agreed by the Drafting Group on the 16th March, 1996.

Category 2 of Annex 1 reflects the amendments of the Plenary Meeting dated 2nd and 3rd April, 1996.

[3]

###

DUAL-USE LIST

Note Terms in "quotations" are defined terms. Refer to 'Definition of Terms used in these Lists' annexed to this List.

###

GENERAL TECHNOLOGY NOTE

The export of "technology" which is "required" for the "development", "production" or "use" of items controlled in the Dual-Use List is controlled according to the provisions in each Category. This "technology" remains under control even when applicable to any uncontrolled item.

Controls do not apply to that "technology" which is the minimum necessary for the installation, operation, maintenance (checking) and repair of those items which are not controlled or whose export has been authorised.

N.B. This does not release such "technology" controlled in entries 1.E.2.e. & 1.E.2.f. and 8.E.2.a. & 8.E.2.b.

Controls do not apply to "technology" "in the public domain", to "basic scientific research" or to the minimum necessary information for patent applications.

### GENERAL SOFTWARE NOTE

The Lists do not control "software" which is either:

1. Generally available to the public by being:

> a. Sold from stock at retail selling points without restriction, by means of:

> > 1. Over-the-counter transactions;
> > 2. Mail order transactions; or
> > 3. Telephone call transactions; and

> b. Designed for installation by the user without further suhstantial support by the supplier; or

2. "In the public domain".

Table of Contents

Hypertext by JYA/Urban Deadline.